Mapping the field 6 9
previous work he had focused on the structure of Nazi power
in German society. But he came to realize that a structural
approach required ‘increased reflection on the man who was
the indispensable fulcrum and inspiration of what took place,
Hitler himself’.8
Second, at the other extreme, biographies of
people who were in no way outstanding can sometimes, if the
documentation is rich enough, illuminate an otherwise obscure
aspect of the past. Linda Colley has written the life of an
obscure eighteenth-century woman called Elizabeth March.
Because her experiences included capture in Morocco and marriage in India, as well as visits to many far-flung ports, the
narrative sheds light on a global maritime world that featured
trade, migration, and slavery; the book is ‘a biography that
crosses boundaries’.9
Lastly, and perhaps most important of all, biography is indispensable to the understanding of motive and intention. There is
much dispute among historians as to how prominently matters
of motive – as distinct from economic and social forces – should
feature in historical explanation, and they certainly receive less
emphasis now than they did in the nineteenth century; but plainly
the motives of individuals have some part to play in explaining
historical events. Once this much is conceded, the relevance of
biography is obvious. The actions of an individual can be fully
understood only in the light of his or her emotional make-up, temperament and prejudices. Of course in even the best documented
lives a great deal remains a matter of conjecture: the writings of
public figures especially are often coloured by self-deception as
well as deliberate calculation. But the biographer who has studied
the development of his or her subject from childhood to maturity
is much more likely to make the right inferences. It is for this
reason that during the present century biographers have increasingly stressed the private or inner lives of their subjects as well
as their public careers. From this perspective the personal development of important individuals in the past is a valid subject of
historical enquiry in its own right.
7 0 THE P U R SUI T OF H I S T O R Y
IV
What is social history?
No branch of history proclaims its indifference to the individual
more clearly than social history. That label always indicates a
focus on society as a whole – even if only a small fragment has
actually been investigated. In fact the full ambition of social
history was not immediately apparent. There was, first, the
history of social problems such as poverty, ignorance, insanity
and disease. Historians focused less on the experience of people
afflicted by these conditions than on the ‘problem’ that they posed
to society as a whole; they studied the reforming efforts of private
philanthropy, as seen in charitable institutions such as schools,
orphanages and hospitals, and the increasingly effective intervention of the state in the social field from the mid-nineteenth century
onwards. The limitations of this genre of social history can be
illustrated in the case of Ivy Pinchbeck and Margaret Hewitt’s
two-volume study, Children in English Society (1969, 1973); they
documented in detail the achievements of organized charity and
government concern over a period of four hundred years, but
the recipients of all this care and attention are only occasionally
heard, while children who were not in need are entirely absent
from their account.
Social history meant, second, the history of everyday life in
the home, the workplace and the community. As G.M. Trevelyan
put it, ‘Social history might be defined negatively as the history
of a people with the politics left out’.10 His English Social History
(1944), for long a standard work, took little account of economics
either, and much of it reads like a catch-all for the miscellaneous
topics that did not fit into his earlier (and largely political) History
of England (1926); there is a great deal of descriptive detail, but
little coherence of theme. Much of this kind of writing has an
elegiac tone: a regret for the passing of the pre-industrial order
when everyday life was on a human scale and geared to natural
rhythms, and a revulsion from the anomie and ugliness of modern
urban living.
Labour history and history from below
Lastly, there was the history of the common people, or working
classes, who were almost entirely absent from political history.
philanthropy
Charitable work.
G.M. Trevelyan
(1876–1962)
George Macaulay
Trevelyan, British historian
and great-nephew of
the celebrated historian
Thomas Babington
Macaulay. A prolific writer,
he is best known for his
popular English Social
History, which reflected
a wartime regret for the
passing of a more stable
society.
elegiac
Lyrical, poetic evocation of
times past.
Mapping the field 7 1
In Britain this kind of social history was from the end of
the nineteenth century dominated by historians sympathetic to
the labour movement. Although often passionately committed
to the workers’ cause, their writings were at this stage hardly
affected by Marxist influence. Their main concern was to furnish
the British labour movement with a collective historical identity,
and they sought it not through a new theoretical framework (for
which Marxism was of course well suited), but in the historical
experience of the working class itself during the preceding century
– the material and social deprivation, the tradition of self-help,
and the struggles for improved wages and conditions of employment. For G.D.H. Cole, the leading British labour historian during
the 1930s and 1940s, nothing seemed more important than that
‘as the working class grows towards the full exercise of power, it
should look back as well as forward, and shape its policy in the
light of its own historic experience’.11 Labour history tended to
live in a world of its own, with only a limited impact on those not
involved in the labour movement.
This tradition of social history was revived and expanded
during the 1960s under the banner of history from below. But
whereas labour history was characterized by a strong institutional bias, history from below concentrates on the unorganized
and the marginal who have been least visible in the historical
record. Seeing history from the bottom up does not just mean
recreating the rhythms of everyday life. It means seeing the past
from the point of view of ordinary people and identifying with
their politics. Above all, history from below contests the passivity to which ordinary people have been consigned by so many
historians. Popular agency and resistance are its hallmarks. An
early exponent of this approach was George Rudé, who studied
the urban crowd in both eighteenth-century London and revolutionary Paris; he rejected the use of the word ‘mob’, and instead
reconstructed the motives and methods of those who took to the
streets to voice their grievances. His study of the Gordon Riots of
1780, when the government lost control of the streets of London
for an entire week, is a classic of its kind.12 Rudé’s agenda was
broadened still further in the 1970s by the History Workshop
movement. Though based at Ruskin, the trade-union-sponsored
college at Oxford, History Workshop quickly extended its range
from organized workers to encompass all groups in society
that stood outside – or ‘below’ – the elites on which traditional
7 2 THE P U R SUI T OF H I S T O R Y
histories had focused. Women’s history and the history of
immigrant communities soon made their appearance.13 History
Workshop has been particularly notable in drawing in amateur
and community historians, alongside the left-wing academics who
form its core.
History and social structure
But none of the approaches mentioned so far entirely explains
why social history, for so long the poor relation, now enjoys such
prominence. What happened in the 1960s and 1970s was that its
subject matter was redefined in a much more ambitious manner.
Social history now aspires to offer nothing less than the history of
social structure. The notion of ‘social structure’ is a sociological
abstraction of a conveniently indeterminate kind, which can be –
and has been – clothed in any number of theoretical garbs. But
what it essentially means is the sum of the social relationships
between the many different groups in society. Under the influence
of Marxist thought, class has had the lion’s share of attention, but
it is by no means the only kind of group to be considered: there are
also the cross-cutting ties of age, gender, race and occupation.
Social structure may seem to be a static, timeless concept,
partly because it has been treated in this way in the writings of
many sociologists. But it need not be so, and historians tend naturally to adopt a more dynamic approach. As Keith Wrightson, a
leading social historian of early modern England, puts it:
Society is a process. It is never static. Even its most apparently stable
structures are the expression of an equilibrium between dynamic
forces. For the social historian the most challenging of tasks is that of
recapturing that process, while at the same time discerning long-term
shifts in social organization, in social relations and in the meanings
and evaluations with which social relationships are infused.14
Against the background of a durable social structure, those individuals or groups who move up or down are often particularly
significant, and social mobility has been much studied by historians. Beyond a certain point, social mobility is incompatible
with the maintenance of the existing structure, and a new form
of society may emerge, as happened most fundamentally during
the Industrial Revolution. Urbanization, in particular, needs
to be studied not just in its economic aspects, but as a process
of social change, including the assimilation of immigrants, the
Mapping the field 7 3
emergence of new forms of social stratification, the hardening
distinction between work and leisure, and so on; important
work along these lines has been pioneered in America, and urban
history is a significant specialism in Britain too.15 The analysis of
social structure and social change can have major implications
for economic and political history, and social historians in recent
years have staked out large claims in these areas. The long drawn
out ‘gentry controversy’ was mainly a dispute about the connection between changing social structure and political conflict in
England during the hundred years before the Civil War.16 The
origins of the Industrial Revolution are now sought not only in
economic and geographical factors, but in the social structure of
eighteenth-century England – especially the ‘open aristocracy’,
with a two-way flow of men and wealth into and out of its
ranks.17 At this point, social history begins to approximate to the
‘history of society’ in its broadest sense which, it has been argued,
is its proper domain.18
Much of the earlier, less ambitious social history is relevant to
this new concern, provided its terms of reference are revised. The
new social historians include many who started within the more
limited horizons of one or other of the established categories.
E.P. Thompson, the best-known social historian during the 1960s
and 1970s, had his roots deep in the labour history tradition, but
in The Making of the English Working Class (1963) he stepped
outside it; the growth of a working-class awareness during the
Industrial Revolution is placed in the widest possible context,
including religion, leisure and popular culture, as well as the
factory system and the origins of trade unionism; and, so far from
politics being ‘left out’, the presence of the state is both constant
and menacing, as an instrument of class control.
As well as being formative in the social history of Britain,
the period covered by Thompson was rich in distinguished individuals. Thompson’s own last published work was a study of the
visionary painter and poet, William Blake.19 Historians do not
divide neatly between students of the mass and students of the
individual. Biography and social history may represent sharply
divergent perspectives, but both are needed, and both feature
prominently in contemporary historical practice.
gentry controversy
A long-running argument
in academic circles about
the development of
social change in early
seventeenth-century
England and its bearing on
the origins of the English
Civil War. The argument
was over whether the
lesser landowning class
(the gentry) was ‘rising’ in
social and economic status
at the expense of the
older landed aristocracy,
or whether the opposite
was true. The argument
raged for many years and
was a staple feature of
undergraduate essays;
however, since it is not
easy to come up with a
clear-cut definition of
‘gentry’ and ‘aristocracy’,
or exactly what is meant
by a class ‘rising’, no
clear conclusion was ever
reached.
E.P. Thompson
(1924–93)
British Marxist historian.
Thompson was also active
in socialist politics. His
Making of the English
Working Class was the first
attempt to tell the story
of the development of a
distinctive working-class
culture and identity in the
late eighteenth and early
nineteenth century.
7 4 THE P U R SUI T OF H I S T O R Y
V
Economic history
My second pairing contrasts the material and mental worlds. The
one deals with the external requirements of life; the other probes
the internal world of thought and emotion. Both must feature in
a comprehensive recovery of the past. Economic history focuses
on ‘earthly necessities’ – the title of an outstanding economic
history of early modern England.20 It seeks to reconstruct production, exchange and consumption. Such activities are for the most
part a matter of external observation, and in many cases they
can be measured. This approach can be contrasted with one that
seeks to reconstruct mental processes, including formal thought,
religious belief and emotional states. These cannot be measured
or observed, and they call for a considerable degree of empathy
and an ability to tease out the possible meanings of texts and
images.
Economic history was the first specialism to gain recognition
outside political history. By 1914 it had emerged as a sharply
defined area of study in several countries, including Britain. The
relevance of economic history to contemporary problems largely
explains its head-start over other contenders; indeed, in many
universities, especially in America, economic history was studied
not as part of general history, but in conjunction with economics,
a discipline whose own claims to academic respectability had only
just won general recognition by the end of the nineteenth century.
Both in Britain and in the rest of Europe, much of the pioneer
work concerned the economic policies of the state – an approach
that required the minimum adaptation on the part of historians
schooled in political history. But this was clearly an inadequate
base on which to come to grips with the historical phenomenon
of industrialization, which from the start loomed large on the
agenda of economic historians. It resulted in a special emphasis
on Britain, the first country to experience an industrial revolution,
and attracted continental as much as British historians. Their work
was particularly strong on local studies of particular industries,
such as Lancashire cotton textiles or Yorkshire woollens, and it
highlighted individual initiative and technical innovation. A pale
reflection of this approach is still to be seen in those old-fashioned
textbooks which chronicle Britain’s Industrial Revolution as a
sequence of inventions made in the late eighteenth century.
Mapping the field 7 5
The difficult interplay of economic and political
history
In many ways economic history offers about the biggest contrast
to political history that can be imagined. Its chronology is quite
different. It often makes light of differences of political culture
and national tradition, particularly in studies of the modern
global economy. And it gives minimal scope to personality and
motive, the classic preoccupations of historians; instead ‘impersonal’ forces such as inflation or investment tend to hold the
centre of the stage. Furthermore, economic historians delight
in undermining the bedrock assumptions of their non-specialist
colleagues – most provocatively in several works that deny that
Britain experienced an industrial revolution at all.21 For all these
reasons many political historians would prefer to hold economic
history at arm’s length. But in practice their own agenda has been
influenced by the findings of economic history in very positive
ways. For example, the financial predicament of Tudor governments – and the political difficulties with Parliament that this
brought in its train – cannot be grasped without an understanding
of the great inflation of the sixteenth century.22 Similarly, interpretations of the origins of the Boer War, which broke out in 1899
between Britain and the gold-rich Transvaal, have been modified
in the light of precise information about the vicissitudes of the
international gold standard at that time.23
Enterprise and economic growth
Two trends stand out in current writing on modern economic
history, though they do not define its entire scope. The first one is
business history – the systematic study of individual firms on the
basis of their business records. The source materials are usually
manageable, and firms that allow access to them sometimes foot
the bill for research as well. Whether or not the historian identifies with the values of capitalist entrepreneurship, what comes out
best from these studies is a keener understanding of the mechanisms of economic expansion, often at a critical juncture in the
history of an industry. The implications of research in business
history can be wider still. How far the beginning of Britain’s economic decline in the period 1870–1914 was caused by a failure
of entrepreneurship is a major issue on which business historians
have much to contribute.
7 6 THE P U R SUI T OF H I S T O R Y
Business history may be regarded as economic history on the
ground. The second approach, by contrast, seeks to explain the
dynamics of growth or decline for an entire economy. This is quite
simply the biggest issue in economics today, both for professional
economists and for the lay public; and since it has been present in
a recognizably modern form since the onset of industrialization
200 years ago, it is hardly surprising that historians should be
interested too. But in seeking to contribute to a wider debate they
have been compelled to sharpen their analytical tools. The older
economic histories such as J.H. Clapham’s Economic History
of Modern Britain (1926–38) were essentially descriptive: they
reconstructed the economic life of a particular period, sometimes
in vivid detail, but in explaining how one phase gave way to the
next they showed little interest in the actual mechanisms of economic change. The current debates are very largely about those
mechanisms, and they are conducted in the context of the highly
sophisticated theoretical work on growth that economists have
been carrying out since the 1950s. If historians are to do justice to
their material in this area, they have to be much more versed in the
competing theoretical explanations than they used to be; and since
the testing of these theories depends on the accurate measurement
of indices of growth, historians must also become quantifiers. In
this field the breaking down of those inter-disciplinary barriers
which the Annales school called for half a century ago has been
more complete than in any other.
VI
Getting into the mind of the past
Economic history, with its emphasis on externally observed
behaviour, can be contrasted with the study of intellectual,
emotional and psychological states. It is one thing to categorize
people according to their place in a given structure by indicating
their occupation, status and wealth. It is quite another to enter
into their assumptions and attitudes, to see them as ‘sentient
reflecting beings’.24 This approach includes themes as varied as
political thought, religion and mass psychology. They have never
been brought together under a single label, but what they have
in common is a concern with mental process. Individual and
collective behaviour still count, but as a basis for making
inferences about mentality or belief.
Mapping the field 7 7
Given the political orientation of historical scholarship as it
matured during the nineteenth century, it comes as no surprise
that the history of political thought has the longest pedigree.
The works of writers like Plato, Machiavelli and Hobbes were
seen as building blocks in a single Western tradition. Today,
however, scholars place much more emphasis on understanding
these thinkers in their historical context – forming their ideas in
response to the events unfolding around them, restricted by the
cultural resources available to them. A much keener awareness is
also shown of the fact that the intellectual landscape of a period
is not primarily composed of the handful of great works that have
inspired posterity; almost by definition, these were inaccessible
to all but a few. The common wisdom of the day against which
the great names were judged (and in many instances condemned)
was what contemporaries had retained, often selectively and
incoherently, from earlier traditions of thought. For the political
historian especially, what counts is the set of ideas within which
people with no claims to intellectual originality operated, and
from this perspective the diffusion of new ideas through derivative and ephemeral literature is as important as their genesis in
the mind of a great thinker. The intellectual context of periods
of revolutionary change when ideas are often particularly potent
can be properly understood in no other way. In The Intellectual
Origins of the American Revolution (1967), for example, Bernard
Bailyn reconstructed the political culture of ordinary Americans
from 400 or so pamphlets bearing on the Anglo-American conflict
which were published in the thirteen colonies between 1750 and
1776. His research revealed the influence of not only the New
England Puritan tradition and the thought of the Enlightenment,
which had long been taken for granted, but also the antiauthoritarian political thought of the Civil War period in England,
kept alive by English radical pamphleteers of the early eighteenth
century and transmitted across the Atlantic. At this point the
history of ideas enters the market-place, as it were, and becomes
part of the common culture of the day.
The history of religion
Comparable issues are raised by the history of religion. At one
level, this is about the life and writings of great religious leaders
like Martin Luther or Ignatius Loyola. There is also a strong
Martin Luther
(1483–1546)
One of the most influential
figures in the history of
Christianity. His protest
against the authority
of the Pope in 1517
began the Protestant
Reformation and the split
in the Western Church. His
ideas rapidly spread under
the patronage of rulers in
Germany and elsewhere.
Ignatius Loyola
(1491–1556)
Founder of the Jesuit
order, based on
spiritual discipline and
missionary work. His
life and achievements
symbolized the resolve
of the Catholic Church to
reinvigorate itself against
the Protestant challenge
(known as the CounterReformation).
7 8 THE P U R SUI T OF H I S T O R Y
tradition of studying the history of religious institutions, given
the immense power of the Christian Churches throughout most
of their history. But increasingly historians have turned to the
study of popular religion: what did people believe, and how did
their beliefs affect their lives? Conversion is a promising place
to start. In Pulling the Devil’s Kingdom Down (2001) Pamela
Walker examines the Salvation Army in late Victorian Britain.
At the heart of her account is the conversion experiences of
early Salvationists recruited from the poorest neighbourhoods of
London, based on their published biographies and on the War
Cry (the Army’s journal). At the same time, organized religion
has often had to co-exist with unofficial belief systems. In Religion
and the Decline of Magic (1971) Keith Thomas assessed the ebb
and flow of witchcraft, prophecy and astrology during the era
of the Reformation and the English Revolution. ‘I hope’, says
Thomas, ‘to have contributed to our knowledge of the mental
climate of early modern England.’25
Some works of history can be clearly allocated to either the
‘material’ or the ‘mental’ camp. An economic study based on
statistics is clearly in a different category from an investigation
of popular magic based on the close reading of court depositions.
But it is important to stress that the material and the mental are
not irreconcilable opposites. They are better regarded as compass
points, around which we can take our bearings when placing a
work of history. In fact some of the most illuminating work places
the material and the mental on a continuum and brings them
together in an integrated analysis. For example, in the case of the
rise of secular thought during the nineteenth century, it is not easy
to distinguish the Churches’ defence of the faith from the securing
of their corporate power. One of the most buoyant strands of
recent economic history is the history of consumption. Modern
historians see shopping as more than the satisfaction of material
wants; by the late nineteenth century middle-class women in the
major cities could experience shopping as romance and glamour,
promoted by the new department stores: Shopping For Pleasure,
as the title of one study aptly puts it.26
Mapping the field 7 9
VII
World history
Finally, historians deploy a variety of spatial perspectives, ranging
from the local at one extreme to the global at the other. Once
again, the two ends of the spectrum may seem to have little in
common, but both are a reaction against the traditional assumption that history is about the nation-state and nothing else. Both
local history and world history question the nation-state as the
default framework for historical enquiry – the first on the grounds
that it fails to engage with the communities in which ordinary
people lived; the second because it ignores the global networks
that have explained – and constrained – many aspects of the
nation’s development.
At first glance world history sounds like an impossibility.
How could anyone ‘know everything’ about what has happened
on the planet? But world history is not about piling up detail.
More than any other branch of history, it depends on selection,
and the principle of selection is dictated by themes and developments which have occurred in different parts of the world, and
in some cases all over the world. Examples include the spread of
world religions like Christianity and Islam; the diffusion of New
World food crops; and the rise and fall of global commercial
systems. Two important general points can be made here. First,
world history breaks the identification of academic history with
the history of the West; to employ a global perspective means
taking seriously the history of Third World societies – recognizing
indeed that prior to the late eighteenth century regions like India
and China were at least as powerful and as sophisticated as their
Western counterparts (see Chapter 10). Second, because world
history involves juxtaposing societies and cultures that are usually
studied in separate compartments, it makes considerable use of
the comparative method (discussed more fully in Chapter 6). For
example, to ask why Christianity expanded more rapidly than
Islam in the second half of the nineteenth century (or why the
balance between them was reversed in the second half of the twentieth century) requires a highly demanding comparative approach,
encompassing not just the distinctive features of each faith but the
society in which believers lived.
8 0 THE P U R SUI T OF H I S T O R Y
Globalization
Further precision is added to world history when its subject
matter is defined as the origins of today’s increasingly globalized
world. Globalization refers to the processes whereby our world
has become more integrated and uniform, shrinking both time
and distance, and absorbing production and trade into a single
international capitalist system. National histories can cast only a
fitful light on this theme. Global history signifies an effort to make
sense of our globalizing world (though it can also mean world
history in a broader sense). This is all the more necessary as a
topic for historians because contemporary comment often overplays the novelty of globalization, with its single market, rapid
communications and homogenized culture. Like nearly everything
else in the modern world, globalization has evolved over a considerable period. Critical features can be traced back to the period
of British ascendancy in the nineteenth century, to the earlier
maritime empires of the Dutch, the Portuguese and the Spanish,
and even to the ‘world economy’ linking all the lands between
China and Western Europe in the thirteenth century.27 It is seldom
Mercator’s map of
the world, 1587. The
circumnavigation of the
globe enabled European
map-makers to represent
the world as a whole.
But there were still limits
to their knowledge, as
the depiction here of
Antarctica shows. The
eighteenth century was
the watershed in accurate
map-making.
(Bridgeman Art Library/
Private collection)
Mapping the field 8 1
recognized that in some ways global integration is less complete
now than in the past. Historians refer to the late nineteenth
century as the period of ‘high globalization’, when the telegraph
and the steamship had transformed communications, when all the
major currencies were convertible at a fixed rate, and when – a
significant variation from today – there was little impediment to
the free movement of labour across the oceans.28
One of the most impressive works of global history to date
is C.A. Bayly’s The Birth of the Modern World (2004). His
declared aim is to rescue history from the nation and to bring to
light the multi-centred character of modernity. This means seeing
the world beyond the West not as passive recipients of European
expansion, but as dynamic societies which made their own
adjustments to changing global conditions. Before the nineteenth
century Europe was just one region, along with Japan, China,
Mughal India, Persia and the Ottoman Empire, whose worldwide
links Bayly calls ‘archaic globalization’.29 Europe’s lead over the
rest of the world became clear in the course of the nineteenth
century, especially in the spheres of technology and production.
But today’s world is also to be explained by creative reactions in
the Third World: in religion, and also (more surprisingly perhaps)
in national identity and social organization. Modernity, in short,
was a truly global phenomenon, requiring a global reach of scholarship such as Bayly possesses in full measure.
VIII
Local history
Like world history, local history has until relatively recently been
disdained by the academic profession, but for different reasons.
The greatest interest in a specific locality is felt by those who
live there. Hence, especially in England, local history used to be
dominated by local amateurs who were prepared to work at the
sources without necessarily being able to recognize their wider
significance. Typically they were preoccupied by the doings of the
squire and the parson, to the exclusion of the rest of the population. Their publications were dismissed as being of antiquarian
rather than academic interest.
The past fifty years have seen a complete reversal of this
outlook. Local history in England has become a kind of in-depth
8 2 THE P U R SUI T OF H I S T O R Y
microcosmic social history. During the 1950s the ‘Leicester
school’ of historians, led by W.G. Hoskins, reinterpreted English
local history as the reconstruction of historic communities.
Hoskins laid special emphasis on visual evidence, such as field
patterns, abandoned settlement sites and vernacular architecture.
Other historians pursued every scrap of evidence in order to
follow the fortunes of individual households over a century or
more. Intensive study of this kind assumed a small unit with a
maximum population of 2,000, in other words a village. But
in the best-documented cases the outcome was a study that
brought together every dimension of community life: land use,
economy, social structure and religion. Hoskins was drawn
to pre-industrial villages, which approximated to his nostalgic
pastoralism. But the method is equally valuable as a means of
investigating the human realities of social change. The Making
of an Industrial Society by David Levine and Keith Wrightson
shows how the Tyneside village of Whickham adapted to the
requirements of coal-mining during the seventeenth and eighteenth centuries.30
Microhistory and total history
In community studies knowing the names does not necessarily
mean knowing the people: family size, occupation and church
membership often do little more than enable us to categorize the
inhabitants of a village. But in exceptional cases the surviving
sources bring individuals to life, allowing us the illusion of a
direct encounter, like in a novel. Work of this kind is usually
known as microhistory – a term coined by the Italian scholars
who pioneered it in the 1970s.31 The most celebrated example is
Emmanuel Le Roy Ladurie’s account of life in fourteenth-century
Montaillou. Drawing mainly from the records of the Inquisition,
Ladurie was able to reconstruct the everyday life of the peasants
of Montaillou – their social relationships, their religious and
magical observances, and not just their attitudes to sex but much
of their actual sex life. We are able to follow individuals through
the book, notably the parish priest, Pierre Clergue, whose ready
access to people’s homes enabled him to engage in many extramarital liaisons. This is a ‘microhistory’ in the sense that it fills out
in small-scale and human detail some of the social and cultural
features that are otherwise known only as generalizations.32
Mapping the field 8 3
Local history not only breathes life into abstractions; it can also
bring together on a single canvas the varied themes that are usually
treated separately by specialists. The proliferation of approaches
described in this chapter presents a major problem of integration:
how can we see a society in the round if historians give us only
partial perspectives on economy or religion? Focusing on a single
community of a few hundred people enables the researcher not
only to investigate every dimension of life, but to see how they
were linked together as a whole experience. The many local histories that have travelled some way along this road have acted as a
powerful solvent of the rigidities to which conventional specialists
working on a larger canvas are so prone. For political historians
particularly, local history serves as a reminder that their subject
is about not only the central institutions of the state, but also the
assertion of authority over ordinary people. As W.G. Hoskins put
it, ‘The local historian is in a way like the old-fashioned G.P. of
English medical history, now a fading memory confined to the
more elderly among us, who treated Man as a whole’.33 This has
important implications for the goal of historians to integrate their
specialist studies into a fully integrated picture of the past. On a
grand scale it is an impossible task. But it is possible within the
confines of town or village. Paradoxically, ‘total history’ turns out
to mean local history. That explains its high academic standing
today.
IX
In many ways the local historian and the global historian stand
further away from each other than any of the other specialists discussed in this chapter; but even here there are illuminating links to
be made. It is a mistake to suppose that the village community was
ever completely isolated. Economic and cultural influences always
impinged from the outside. Perhaps the most striking demonstration of the links between the local and global is Donald Wright’s
book, The World and a Very Small Place in Africa (2004). The
subject is the tiny West African kingdom of Niumi at the mouth of
the Gambia river. Wright analyses the impact of its global links from
the trans-Saharan trade of the late medieval era up to the drive for
development in independent Gambia. His study demonstrates that
it makes little sense for historians or anthropologists to study small
communities as if they were cut off from the outside world.
8 4 THE P U R SUI T OF H I S T O R Y
Every work of history strikes some kind of balance between
the individual and society, between the material and the mental,
and between the local and the global. Where that balance is struck
is the choice of the researcher. Academic fashion often influences
the outcome since historians are keen to ride the crest of a wave,
or better still to anticipate it. It is also more common today for
researchers to be recruited into teams with a collective brief and
research funding to match. Even so, the range of options is still
extraordinarily wide, reflecting the fact that history knows no
disciplinary bounds. More than ever before, the generic occupational label gives little clue as to what an individual historian
actually does. The range of possibilities is sometimes experienced
as overwhelming. It is also what makes the study of history such a
stimulating pursuit.
Hegelian dialectic
Georg Wilhelm Friedrich Hegel (1770–1831) was the leading
German philosopher of the early nineteenth century. He argued
that human events in history were determined by the operation
of dialectic – the clash of opposing forces or ideas out of which
emerged a synthesis, which would in its turn be challenged by an
opposing antithesis. Hegel believed that this process would lead
eventually to a state of harmony based upon Christian ethics and
morality. Karl Marx, who was much influenced by Hegel, ‘turned
him on his head’ by divorcing Hegel’s ideas from their Christian
framework and applying the dialectic model to the clash of class
interests throughout history, leading ultimately to the control of
economy and society by the working class.
Tudor inflation
Across sixteenth-century Europe there developed a steady and
alarming rise in prices which caused considerable hardship. The
reasons for the inflation were not clear to contemporaries, who
blamed anything from human greed to the enclosure of common
land to graze sheep. The English government of Edward VI
responded by debasing the coinage in order to put more money
into circulation, but this simply led people to put their prices
up still higher. Historians long thought the inflation was caused
by the influx of gold and silver bullion from the Americas,
but nowadays it is thought to be a result of the huge rise in
population during the period.
Mapping the field 8 5
Further reading
David Cannadine (ed.), What is History Today?, Palgrave, 2003.
Peter Burke (ed.), New Perspectives on Historical Writing, Polity Press,
1991.
Anna Green & Kathleen Troup (eds), The Houses of History: A Critical
Reader in Twentieth-Century History and Theory, Manchester
University Press, 1999.
Lawrence Stone, The Past and the Present Revisited, Routledge, 1987.
Peter Burke, The French Historical Revolution: The Annales School
1929–89, Polity Press, 1990.
Fernand Braudel, On History, Weidenfeld & Nicolson, 1980.
Carlo M. Cipolla, Between History and Economics: An Introduction to
Economic History, Blackwell, 1991.
Miles Fairburn, Social History: Problems, Strategies and Methods,
Routledge, 1999.
Kate Tiller, English Local History: An Introduction, 2nd edn, Sutton,
2002.
Benedikt Stuchtey & Eckhardt Fuchs (eds), Writing World History,
1800–2000, Oxford University Press, 2003.
Notes
1 Arthur Young writing from Florence in 1789, quoted in J.R. Hale (ed.),
The Evolution of British Historiography, Macmillan, 1967, p. 35.
2 Leopold von Ranke, History of Servia, 1828, quoted in Theodore H.
von Laue, Leopold Ranke: The Formative Years, Princeton University
Press, 1950, p. 56.
3 Edward A. Freeman, The Methods of Historical Study, Macmillan,
1886, p. 44.
4 Sir Lewis Namier and John Brooke, The House of Commons 1754–
1790, 3 vols, HMSO, 1964, marked the first stage in this massive
enterprise.
5 The journal was renamed Annales: économies, sociétés, civilisations in
1946.
6 R.H. Tawney, obituary of George Unwin (1925), quoted in N.B.
Harte (ed.), The Study of Economic History, Frank Cass, 1971,
p. xxvi.
7 Maurice Cowling, The Impact of Labour, 1920–1924, Cambridge
University Press, 1971, p. 6.
8 6 THE P U R SUI T OF H I S T O R Y
8 Ian Kershaw, Hitler, vol I: Hubris, Allen Lane, 1998, p. xii.
9 Linda Colley, The Ordeal of Elizabeth Marsh: A Woman in World
History, Harper, 2007, p. xix.
10 G.M. Trevelyan, English Social History, Longman, 1944, p. vii. An
almost identical definition is given in G.J. Renier, History: Its Purpose
and Method, Allen & Unwin, 1950, p. 72.
11 G.D.H. Cole, A Short History of the British Working-Class
Movement, 1789–1947, Allen & Unwin, 1948, pp. v–vi.
12 George Rudé, Paris and London in the 18th Century, Fontana, 1970,
pp. 268–92.
13 For a representative collection of work done under the auspices
of History Workshop in its early years, see Raphael Samuel (ed.),
People’s History and Socialist Theory, Routledge, 1981.
14 Keith Wrightson, English Society 1580–1680, Hutchinson, 1982,
p. 12.
15 See Stephan Thernstrom, ‘Reflections on the new urban history’,
Daedalus, C, 1971, pp. 359–75. For British developments, see H.J.
Dyos, Exploring the Urban Past, Cambridge University Press, 1982.
16 For a review of the literature, see Lawrence Stone, The Causes of the
English Revolution, 1529–1642, Routledge & Kegan Paul, 1972.
17 Harold Perkin, The Origins of Modern English Society, 1780–1880,
Routledge & Kegan Paul, 1969.
18 E.J. Hobsbawm, ‘From social history to the history of society’,
Daedalus, C, 1971, pp. 20–45.
19 E.P. Thompson, Witness Against the Beast: William Blake and the
Moral Law, Cambridge University Press, 1994.
20 Keith Wrightson, Earthly Necessities: Economic Lives in Early
Modern Britain, Yale University Press, 2000.
21 R.C. Floud and D. McCloskey (eds), The Economic History of
Britain since 1700, 2 vols, Cambridge University Press, 1981.
22 R.B. Outhwaite, Inflation in Tudor and Early Stuart England, 2nd
edn, Macmillan, 1982.
23 J.J. Van-Helten, ‘Empire and high finance: South Africa and the
international gold standard, 1890–1914’, Journal of African History,
XXIII, 1982, pp. 529–48.
24 I have taken this phrase from Margaret Spufford, Contrasting
Communities: English Villagers in the Sixteenth and Seventeenth
Centuries, Cambridge University Press, 1974, p. xxiii.
25 Keith Thomas, Religion and the Decline of Magic, Weidenfeld &
Nicolson, 1971, p. ix.
26 Erika Rappaport, Shopping For Pleasure: Women in the Making of
London’s West End, Princeton University Press, 2001.
Mapping the field 8 7
27 Janet L. Abu-Lughod, Before European Hegemony: the World
System, A.D. 1250–1350, Oxford University Press, 1989.
28 Martin Daunton, ‘Britain and globalization since 1850, I: Creating
a global order. 1850–1914’, Transactions of the Royal Historical
Society, 6th series, XVI, 2006.
29 C.C. Bayly, The Birth of the Modern World, 1780–1914, Blackwell,
2004, pp. 41–47.
30 David Levine and Keith Wrightson, The Making of an Industrial
Society: Whickham, 1560–1765, Oxford University Press, 1991.
31 See especially Carlo Ginzburg, The Cheese and the Worms: The
Cosmos of a Sixteenth-Century Miller, Routledge & Kegan Paul,
1980.
32 Emmanuel Le Roy Ladurie, Montaillou: Cathars and Catholics in a
French Village, 1294–1324, Penguin, 1976.
33 W.G. Hoskins, English Local History: The Past and the Future,
Leicester University Press, 1966, p. 21.
Chapter FOU R
The raw materials
Students rarely work with historical sources in their original state.
Examination papers and textbooks contain short, labelled extracts,
which bear little resemblance to the originals. What sort of sources
are available to the modern historian? How did they come to be
made available, and how might this affect their usefulness? This
chapter gives a fuller idea of the provenance of, and problems
with, the sort of sources historians habitually use.
Such is the range of motives and the variety of interests that
draw people to the past that history can be said to embrace
the human experience of every place and period. No part of that
past can be dismissed as falling outside the proper domain of
historical knowledge. But how far it can be made the subject of
well-founded research depends on the availability of historical
evidence. Whether the historian’s main concern is with re-creation
or explanation, with the past for its own sake or for the light it
can shed on the present, what he or she can actually achieve is
determined in the first instance by the extent and character of
the surviving sources. Accordingly it is with the sources that any
account of the historian’s work must begin. This chapter describes
the main categories of documentary material, showing how they
came into being, how they have survived down to the present, and
in what form they are available to the scholar.
The raw m a t erials 8 9
I
Specialist sources and skills
Historical sources encompass every kind of evidence that human
beings have left of their past activities – the written word and
the spoken word, the shape of the landscape and the material
artefact, the fine arts as well as photography and film. Among the
humanities and social sciences history is unique in the variety of
its source materials, each calling for specialist expertise. The military historian of the English Civil War can examine the arms and
armour surviving from the seventeenth century and the terrain
over which the battles were fought, as well as the military dispatches of each side. A rounded picture of the General Strike of
1926 calls for a study of government and trade union records, the
press and broadcasting, together with the collection of testimonies
from survivors. The reconstruction of a pre-colonial kingdom in
black Africa is likely to depend not only on the excavation of its
capital but also on the contemporary observations of European
or Arab visitors and the oral traditions handed down over many
generations. No single historian can possibly master all these
tools. The more technical of them have become the province of
distinct specialisms. The excavation of ancient sites and the interpretation of the material remains found there is the business of the
archaeologist, assisted these days by the aerial photographer and
the chemical analyst. In the case of the visual arts the equivalent
specialist is the art historian, though there is an increasing overlap
with the discipline of history (considered in Chapter 9).
During the past forty years the range of sources in which historians claim expertise has certainly increased. It now includes
place-names, landscape patterns and – for recent history – film.
Oral testimony is now fully established as a legitimate source for
historians (see Chapter 11). The fact remains, however, that the
study of history has nearly always been based squarely on what
the historian can read in documents or printed material. That
emphasis was confirmed when historical research was placed on
a professional footing during Ranke’s lifetime. For the majority
of historians, research is an activity that goes on in libraries
and archives.
artefact
Any object left over from
the past.
General Strike
A major industrial dispute
that brought virtually
all of Britain’s industry
to a halt in May 1926.
The dispute began in the
mining industry but spread
when other trade unions
came out in support of the
miners.
9 0 THE P U R SUI T OF H I S T O R Y
The written word
The reason is not just academic conservatism. From the High
Middle Ages (c.1000–1300) onwards, the written word survives
in greater abundance than any other source for Western history.
The fifteenth and sixteenth centuries witnessed not only a marked
growth in record-keeping by the state and other corporate bodies
but also the rapid spread of printing, which encouraged literate
production of all kinds and transformed its prospects of survival.
Written sources are usually precise as regards time, place and
authorship, and they reveal the thoughts and actions of individual
men and women as no other source can do. One has only to read
an account of a society for which virtually no written records exist
– for example Iron Age Britain or medieval Zimbabwe – to see how
lacking in human vitality history can be when denied its principal
source material. Moreover, the written word has always served
many different purposes – information, propaganda, personal communication, private reflection and creative release – all of which
may have relevance for the historian. The interpretation of texts
serving a variety of functions from an age whose habits of mind
differed sharply from our own calls for critical abilities of a very
medieval Zimbabwe
The medieval kingdom of
Zimbabwe was a major
power in southern Africa
in the thirteenth to
fifteenth centuries. The
impressive stone ruins of
its royal palace at Great
Zimbabwe posed a serious
challenge to those white
settlers who dismissed
indigenous African culture
as intrinsically inferior to
that of Europeans.
Archival holdings are
essential to historical
scholarship. Not only do
historians have to treat
their sources carefully, they
have to remember how it
is that some sources made
their way into the archives
while others did not.
(Getty Images/Time & Life
Pictures)
The raw m a t erials 9 1
high order. Written sources are at the same time the most rewarding
and (in most cases) the most plentiful. Small wonder, then, that
historians seldom look elsewhere.
The use of written materials as the principal historical source is
complicated by the fact that historians communicate their findings
through the same medium. Both in their choice of research topic
and in their finished work, historians are influenced to a greater
or lesser extent by what their predecessors have written, accepting
much of the evidence they uncovered and, rather more selectively,
the interpretations they put upon it. But when we read the work
of a historian we stand at one remove from the original sources
of the period in question – and further away still if that historian
has been content to rely on the writings of other historians. The
first test by which any historical work must be judged is how far
its interpretation of the past is consistent with all the available
evidence; when new sources are discovered or old ones are read
in a new light, even the most prestigious book may end on the
scrapheap. In a real sense the modern discipline of history rests
not on what has been handed down by earlier historians, but on a
constant reassessment of the original sources. It is for this reason
that historians regard the original sources as primary. Everything
that they and their predecessors have written about the past
counts as a secondary source. Most of this book is concerned with
secondary sources – with how historians formulate problems and
reach conclusions, and how we as readers should evaluate their
work. But first it is necessary to examine the raw materials a little
more closely.
Primary and secondary sources
The distinction between primary and secondary sources, fundamental though it is to historical research, is rather less clear-cut
than it might appear at first sight, and the precise demarcation
varies among different authorities. By ‘original sources’ is meant
evidence contemporary with the event or thought to which it
refers. But how far should our definition of ‘contemporary’ be
stretched? No one would quibble about a conversation reported
a week or even a month after it took place, but what about the
version of the same episode in an autobiography composed twenty
years later? And how should we categorize an account of a riot
written shortly afterwards, but by someone who was not present
contemporary
Literally ‘at the same
time as’. In historical
terminology it usually
refers to events or people
from the period being
studied.
9 2 THE P U R SUI T OF H I S T O R Y
and relied entirely on hearsay? Although some purists regard the
testimony of anyone who was not an eyewitness as a secondary
source,1
it makes better sense to apply a broad definition but to
recognize at the same time that some sources are more ‘primary’
than others. The historian will usually prefer those sources that
are closest in time and place to the events in question. But sources
more remote from the action have their own significance. The historian is often as much interested in what contemporaries thought
was happening as in what actually happened: British reactions to
the French Revolution, for example, had a profound influence on
the climate of politics in Britain, and from this point of view the
often garbled reports of events in Paris which circulated in Britain
at the time are an indispensable source. As this example suggests,
to speak of a source as ‘primary’ implies no judgement of its
reliability or freedom from bias. Many primary sources are inaccurate, muddled, based on hearsay or intended to mislead, and (as
the next chapter will show) it is a vital part of the historian’s work
to scrutinize the source for distortions of this kind.
The distinction between primary and secondary is further
complicated by the fact that sometimes primary and secondary
material appear in the same work. Medieval chronicles usually
began with an account of world history from the Creation to the
life of Christ, based on well-known authorities; but what modern
historians value them most for is the entries that they recorded
year by year concerning current events. Equally, a work can be
primary in one context and secondary in another: Macaulay’s
History of England (1848–55) is a secondary source whose reputation has been much undermined by modern research; but for
anyone studying the political and historical assumptions of the
early Victorian elite, Macaulay’s book, in its day a bestseller, is
a significant primary source. These examples might suggest what
is often assumed, that ‘historical documents’ are the formal,
dignified records of the past. It is true that records of this kind
are more likely to endure, but the term should carry the widest
possible reference. Every day all of us create what are potentially
historical documents – financial accounts, private correspondence, even shopping lists. Whether they actually become historical
documents depends on whether they survive and whether they are
used as primary evidence by scholars of the future.
In order to make sense of the vast mass of surviving primary
sources, the first requirement is some system of classification.
British reactions to the
French Revolution
When the French
Revolution broke out in
1789, opinion in Britain
was initially supportive.
However, it quickly
became implacably
hostile as events in
France descended into
rule by violence and
terror. A small group of
political radicals, however,
remained consistently
supportive of the
Revolution. These two
responses continue to be
mirrored in the attitudes
of British historians of the
period.
medieval chronicles
Medieval chronicles were
written narratives, often
skilfully crafted into a
highly readable form. We
do not know how much
research went into their
writing, though they were
often consulted by later
chroniclers and writers.
Macaulay’s History of
England
Although called a History
of England, Macaulay’s
work in fact concentrates
almost entirely on the
important constitutional
changes following the
overthrow of King James II
in 1688 and the accession
of the first Hanoverian
king, George I, in 1714.
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