food.37 Cases of foreign-body ingestion in adults are seen more commonly among the psychiatric
patients, patients with impaired cognition such as the elderly, and incarcerated individuals seeking
secondary gain.34–36
Endoscopy is the choice of management when nonoperative intervention is a viable option. Timing of
endoscopy is indicated by the risk of esophageal wall damage or aspiration, as well as the clinical status
of the patient. Urgent intervention using endoscopy may be required in patients with severe distress,
unable to swallow their own secretions, or with foreign bodies that are batteries or have sharp edges.
Patients who do not fit these criteria and have no evidence of severe obstruction can be handled less
urgently as most foreign objects will pass spontaneously.
Retrieval is the goal when dealing with foreign bodies that are not subjected to spontaneous passing.
General anesthesia is recommended during the entirety of this procedure. Flexible endoscopy is the
preferred method for most foreign bodies. A rigid endoscope is useful in the retrieval of foreign bodies
lodged in the proximal esophagus at the level of the cricopharyngeus muscle. Rigid esophagoscopy is a
rarer procedure and one should be familiar with the technique. Often senior surgical help should be
sought to accomplish the procedure safely and effectively because this technique is rarely used in
current training. Using either approach, the object should be reoriented with a grasper and removed
safely. When using the flexible esophagoscope, we have found the overtube to be a very useful tool for
removal of foreign bodies such that the esophagus is not injured proximally upon extrication of the
object. Esophagotomy may be required when the lodged foreign bodies are large, have sharp edges, are
embedded in the mucosa, or exceed the diameter of the rigid endoscope in all orientations. Following
removal of the foreign body, completion esophagoscopy and contrast esophagoscopy should be
performed to rule out injury. If there is a perforation, it should be managed according to the algorithm
in Algorithm 43-1.
BENIGN NEOPLASMS
Table 43-3 represents a list of all benign neoplasms of the esophagus. All of these lesions are rare, with
leiomyoma making up roughly 60% to 70% of all cases.38,39 Esophageal polyps are also seen frequently
in large referral centers and will be discussed. Other listed benign neoplasms of the esophagus will not
be discussed in this chapter, but the possibility of an occurrence should be noted, especially during the
formulation of a differential diagnosis.
Leiomyoma
As mentioned above, leiomyomas are by far the most common benign neoplasms of the esophagus,
accounting for roughly 60% to 70% of these cases.38,39 The incidence of leiomyoma of the esophagus
reported in autopsy range from 0.005% to 5.1%.40 Histologically, approximately 80% of leiomyoma
originates from the muscularis propria and are located intramurally. Upon visual inspection of the
esophagus, they are typically located in the middle and lower esophagus. They have been reported to
present as single lesions. Because leiomyomas are slow-growing tumors, the size of these lesions often
do not change for many years. Over 50% of these patients often are asymptomatic due to the nature of
the growth.39
CLASSIFICATION
Table 43-3 Classification of Benign Esophageal Tumors
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Algorithm 43-3 depicts the process for evaluating and treating esophageal leiomyomas. Evaluation of
a patient suspected of having a leiomyoma should begin with a barium swallow, endoscopy, EUS, and
CT scan of the chest. Figure 43-4 depicts the typical appearance of an esophageal leiomyoma located in
the midthoracic of the esophagus. This smooth walled characteristic may indicate that mucosa is not
involved and that the lesion is contained in the submucosal layer. Figure 43-5 offers the endoscopic
appearance of a distal esophageal leiomyoma. The utility of the EUS also gives clinicians the ability to
ascertain the layer of origin of the mass. EUS in combination with fine-needle aspiration (FNA) may be
used to obtain tissue for histologic studies such as immunohistochemical (IHC) analysis. IHC analysis is
helpful in differentiating leiomyomas from other more aggressive pathology such as leiomyosarcomas
and gastrointestinal stromal tumors (GISTs) and should be incorporated into the surgical planning for
diagnosis.41 However, FNA should not be routinely performed due to the association between
preoperative biopsy and mucosal perforation at the time of surgical enucleation.42
Treatment in asymptomatic patients with tumors <3 cm is currently controversial. Nonoperative
surveillance or resection should be discussed with patients in this cohort. The surgical removal of an
esophageal leiomyoma is indicated with the development of symptoms of dysphagia, an increase in
tumor size, mucosal ulcerations, and to definitively rule out a malignant process such as a
leiomyosarcoma.
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Figure 43-4. Esophagram of a leiomyoma. The acute angle at its junction with the esophageal wall is typical. (Reproduced with
permission from Orringer MB. Tumors of the esophagus. In: Sabiston DC Jr, ed. Textbook of Surgery. 13th ed. Philadelphia, PA: WB
Saunders; 1986:736.)
Figure 43-5. Endoscopic appearance of an esophageal leiomyoma at the level of the gastroesophageal junction. (Courtesy of
Michael L. Kochman, MD, Hospital of the University of Pennsylvania, Philadelphia.)
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Algorithm 43-3. Evaluation and treatment of esophageal leiomyoma.
Like other lesions of the esophagus, the surgical approach is dependent on tumor location, size, and
characteristics. The typical approach to leiomyomas originating from the mid to distal esophagus is via
the right thorax. Surgical extramucosal enucleation is an approach that has shown excellent results with
patients with leiomyomas that are less than 8 cm without annular characteristics. Mortality was found
to be less than 1% for this approach with over 90% of patients symptom free at 5 years.43
Minimally, invasive approaches to enucleation have also been shown to be effective, particularly in
tumors smaller than 5 cm. Zaninotto and colleagues performed 11 video-assisted enucleations of
leiomyomas of the esophagus with no major morbidities, including death or postoperative leaks.44
Leiomyomas greater than 8 cm or annular in character usually require esophageal resection. Approaches
and techniques to esophageal resection will be covered later in this chapter.
Fibrolipomas and Fibrovascular Polyps
Fibrolipomas and fibrovascular polyps are rare tumors of the esophagus that often present as an
intraluminal mass originating from the cervical portion of the esophagus. Clinically, these tumors will
decrease intraluminal diameter and volume, and patients will present with dysphagia. The growth of
these tumors are influenced by the peristaltic action of the esophagus, causing these lesions to elongate
over time.45 The stalk-like nature of esophageal fibrolipomas can be seen endoscopically and
subsequently should be removed. Cervical esophagotomy or right thoracotomy approaches may be
required for resection if the size of the lesions restrict mobility. In rare instances, patients can present
with their polyp protruding from their mouth after an episode of coughing or emesis (Fig. 43-6). Polyps
may also flip and cause blockage of the airways and should be excised to avoid this occurrence.
MALIGNANT NEOPLASMS
Tumors of the esophagus include adenocarcinoma, squamous cell carcinoma, small cell carcinoma,
leiomyosarcoma, rhabdomyosarcoma, fibrosarcoma, liposarcoma, lymphomas, and metastatic lesions
from the other sites. Adenocarcinoma and squamous cell carcinoma are the most common, with
adenocarcinoma emerging in recent years in epidemic type rates of increase (Fig. 43-7). Recent analysis
of incidence has demonstrated that there are about 17,000 cases diagnosed each year in the United
States. About 14,000 will die annually. The lifetime risk of developing esophageal cancer is 0.5%, with
a slightly higher incidence in males. Risk factors include tobacco, alcohol, and obesity. Tylosis is the
only recognized family syndrome that predisposes patients to the development of esophageal cancer. It
is an autosomal dominant disorder that has been mapped to chromosome 17q25.40 These patients have a
95% risk of developing squamous cell carcinoma of the esophagus by age 70.
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Figure 43-6. This patient presented with a large esophageal polyp protruding from her mouth following an episode of coughing.
This polyp was found to originate from a narrow stalk in her cervical esophagus and was removed endoscopically. Of note, she
had undergone operative resection of a cervical esophageal polyp earlier in life.
Figure 43-7. Relative change in incidence of esophageal adenocar-cinoma and other malignancies (1975–2001). Data from the
National Cancer Institute’s Surveillance, Epidemiology, and End Results program with age-adjustment using the 2000 U.S. standard
population. Baseline was the average incidence between 1973 and 1975. Blue line, esophageal adenocarcinoma; green line,
melanoma; orange line, prostate cancer; yellow line, breast cancer; purple line, lung cancer; red line, colorectal cancer. (Adapted with
permission from Pohl H, Welch G. The role of overdiagnosis and reclassification in the marked increase of esophageal
adenocarcinoma incidence. J Natl Cancer Inst 2005;97:142–146.)
Diagnosis and Staging
The vast majority of cases of esophageal cancer present late. The disease is largely asymptomatic due to
the location of the tumor and clinical symptoms do not drive patient presentation until there is a
significant degree of obstruction or bleeding. As a muscular conduit, the esophagus is quite
accommodating until it is narrowed significantly. Up to 80% of patients present with dysphagia and
20% present with odynophagia. More subtle signs of a problem are often elicited retrospectively when
questioning patients, where they admit to retrosternal discomfort and progressive symptoms that have
been overlooked. When one investigates further, it is often discovered that the patient has altered their
lifestyle or eating habits for a period of time. Typically patients have had difficulty with solids and then
liquids as the tumor progresses. The vast majority of patients have significant weight loss on
presentation and weight loss of more than 10% is a significant predictor of poor prognosis.46
Patients may also present with significant pulmonary symptoms when there is a more advanced
process leading to aspiration or there is direct airway invasion by a tumor. Direct airway invasion can
occur with midesophageal tumors as the esophagus courses directly posterior to the left mainstem
bronchus. New hoarseness is indicative of locally advanced tumor due to vocal cord paralysis. The
Virchow node, a palpable left supraclavicular node, may be present in some patients. These findings are
all indicators of poor prognosis and advanced disease.
The evaluation of a patient with suspected esophageal cancer involves a number of different tests
which are aimed at accurate diagnosis and staging. This is extremely important as therapy decisions are
made based on both of these findings. Barium swallow and esophagram are the mainstays of diagnosis
for assessment of patients. Barium swallow obtains both anatomic and functional information. Flexible
esophagoscopy is used to precisely locate the tumor, and biopsy can be performed to determine
histology. In patients with a known tumor, important additional information can be obtained by EUS
and this is considered the single most important test for determining T stage of the tumor. EUS
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