PBF (such as pulmonary atresia) or inadequate systemic blood flow (as in severe coarctation of the
aorta). The discovery that extrinsic delivery of prostaglandins can maintain ductal patency has played a
critical role in improving the survival of these patients.125
The physiologic manifestation of PDA is shunting of blood across the ductus. The shunt volume is
determined by the size of the ductus and by the ratio of pulmonary to systemic vascular resistance. At
birth, the PVR drops dramatically and continues to decline over the first several weeks of life. As a
result, shunting across a PDA is from left to right. Excessive PBF can lead to CHF. In extreme cases,
hypotension and systemic malperfusion may result. Patients with a large PDA who survive infancy tend
to develop pulmonary vascular obstructive disease. Eisenmenger physiology results when the PVR
exceeds the systemic vascular resistance, producing a reversal of shunting across the ductus to right to
left. This leads to cyanosis and, eventually, right ventricular failure. Small PDAs may persist to
adulthood without producing any symptoms or physiologic derangement. Endocarditis and endarteritis
have been reported as long-term complications of PDA.126
In patients with PDA, symptoms are proportional to the shunt volume and the presence of associated
defects. Left-to-right shunting produces volume overload of the left heart. Infants with CHF demonstrate
symptoms of tachypnea, tachycardia, and poor feeding. Older children may present with recurrent
respiratory infections, fatigue, and failure to thrive. Physical findings include a widened pulse pressure
and a continuous “machinery” murmur heard best along the left upper sternal border. Chest radiography
shows increased pulmonary vascular markings and left heart enlargement. Left ventricular hypertrophy
and left atrial enlargement may be evident on the ECG. Echocardiography is the diagnostic method of
choice. Diagnostic cardiac catheterization is performed only in older patients with suspected pulmonary
hypertension to evaluate for pulmonary vascular obstructive disease. More frequently, catheterization is
utilized for transcatheter occlusion of the ductus in selected cases.
PDA closure is performed for all symptomatic patients. Closure is also recommended for
asymptomatic patients due to the risk of heart failure, pulmonary hypertension, and endocarditis.
Closure of the ductus may be accomplished by one of three approaches: pharmacologic, surgical, and
endovascular. Indomethacin and ibuprofen, which are cyclooxygenase inhibitors, stimulate PDA closure
in premature infants.127,128 Both are rarely effective in full-term infants. Due to improved side effect
profile of gastrointestinal bleeding and renal dysfunction, ibuprofen is the current drug of choice.128 The
dosing regimen is 10 mg/kg intravenously, followed by 5 mg/kg intravenously at 24-hour intervals for
a total of three doses. This is effective in about 70% to 80% of premature babies.128,129 Due to their side
effects, indomethacin and ibuprofen are contraindicated in patients with sepsis, renal insufficiency,
intracranial hemorrhage, or bleeding disorders. Failure of ibuprofen after two complete courses results
in referral for surgical closure.
The surgical approach to PDA is through a left posterolateral thoracotomy via the third or fourth
intercostal space. The pleura is incised over the proximal descending thoracic aorta. This allows medial
retraction of the vagus nerve. The recurrent laryngeal nerve curves behind the ductus and should be
protected throughout the procedure. Dissection is then performed to demonstrate the pertinent
anatomy. In many cases, the ductus is the largest vascular structure present, and it must not be confused
with the aorta. Ductal tissue is extremely friable, so direct manipulation is minimized. In premature
infants, the ductus is controlled with a single surgical clip; this procedure is commonly performed in the
neonatal intensive care unit, thereby avoiding problems associated with patient transfer.130,131 In older
patients, occlusion of the ductus is achieved with simple silk ligature, or, preferably, by division
between ligatures to minimize recurrence.
Thoracoscopic techniques have been developed to perform PDA ligation.132 This approach has the
potential benefits of decreased pain and quicker recovery. Disadvantages include a substantial learning
curve and increased operating time.
A number of endovascular devices have been developed for the purpose of transcatheter occlusion of
the PDA.133–135 This approach is very successful in older infants, children, and adults with small and
moderate-sized PDAs and has become the treatment of choice at many centers. Surgical therapy is
reserved for PDAs having a large diameter or very short length.
Rarely, an adult will present with a significant PDA. These patients must be carefully evaluated for
the presence of pulmonary vascular obstructive disease prior to ductal closure. If the patient is not a
candidate for device closure, surgical closure can be problematic. Calcification of the ductal wall is
common in adults, making ligation hazardous. In some cases, cardiopulmonary bypass may be required
with closure of the ductus from within the PA.136,137
Closure of the ductus by surgical or transcatheter techniques is achieved with a mortality that
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approaches zero.130 Potential complications include pneumothorax, phrenic nerve injury, recurrent
laryngeal nerve injury, and chylothorax (from injury to the thoracic duct). Long-term survival should be
normal following PDA ligation in most patients. Survival in premature infants depends primarily on the
extent of prematurity with its attendant complications.
VASCULAR RINGS
Vascular rings comprise a spectrum of vascular anomalies of the aortic arch, pulmonary artery, and
brachiocephalic vessels. The clinically significant manifestation of these lesions is a varying degree of
tracheoesophageal compression. These vascular anomalies can be divided into complete vascular rings
and partial vascular rings. Incomplete vascular rings include aberrant right subclavian artery,
innominate artery compression, and pulmonary artery sling. The incidence of clinically significant
vascular rings is 1% to 2% of all congenital heart defects.7
Vascular rings and pulmonary slings have been described in conjunction with other cardiac defects,
including TOF, ASD, branch pulmonary artery stenosis, coarctation, AVSD, VSD, interrupted aortic arch,
and aortopulmonary window. Significant associated cardiac anomalies occur in 11% to 20% of patients
with a vascular ring.138,139 A right aortic arch is generally associated with a greater incidence of
coexisting anomalies.
By the end of the fourth week of embryonic development, the six aortic or branchial arches have
formed between the dorsal aortae and ventral roots. Subsequent involution and migration of the arches
results in the anatomically normal or abnormal development of the aorta and its branches. The majority
of the first, second, and fifth arches regress. The third arch forms the common carotid artery and
proximal internal carotid artery. The right fourth arch forms the proximal right subclavian artery. The
left fourth arch contributes to the portion of the aortic arch from the left carotid to left subclavian
arteries. The proximal portion of the right sixth arch becomes the proximal portion of the right
pulmonary artery, while the distal segment involutes. Similarly, the proximal left sixth arch contributes
to the proximal left pulmonary artery, and the distal sixth arch becomes the ductus arteriosus.
Children with a complete vascular ring generally present within the first weeks to months of life.
Typically, children with a double aortic arch present earlier in life than those with a right arch and
retroesophageal left ligamentum. In the younger age group, respiratory symptoms predominate, as
liquids are generally well tolerated. Respiratory symptoms may include stridor, nonproductive cough,
apnea, or frequent respiratory infections. The cough is classically described as a “seal bark” or “brassy.”
These symptoms may mimic asthma, respiratory infection, or reflux, and children with vascular rings
are often initially misdiagnosed. With the transition to solid food, dysphagia becomes more apparent.
The presentation of a patient with an incomplete vascular ring is variable. Children with innominate
artery compression usually present within the first 1 to 2 years of life with respiratory symptoms.
Aberrant right subclavian artery is the most common arch abnormality, occurring in approximately
0.5% to 1% of the population, and it rarely causes symptoms. Classically, when symptoms do occur,
they present in the seventh and eighth decades, as the aberrant vessel becomes ectatic and calcified,
causing dysphagia lusoria due to impingement of the artery on the posterior esophagus.
Children with pulmonary artery slings generally present with respiratory symptoms within the first
few weeks to months of life. As with complete rings, respiratory symptoms may include stridor,
nonproductive cough, apnea, or frequent respiratory infections and may mimic other conditions, leading
to misdiagnosis. Pulmonary artery slings are associated with complete tracheal rings in 30% to 40% of
patients, leading to focal or diffuse tracheal stenosis.
The methods for diagnosing a vascular ring are variable, due to the variability in presentation and the
spectrum of diagnostic tests available. A child with a presumptive diagnosis of asthma or tracheomalacia
may be referred to a pulmonologist and a diagnosis of vascular ring made or suspected initially by chest
radiograph and bronchoscopy. In some situations, the diagnosis is made by echocardiography during
evaluation for concurrent cardiac defects. Regardless, the diagnosis generally begins with a chest
radiograph. Complementary studies may include barium esophagogram, CT, MRI, and bronchoscopy.
CT, MRI, and bronchoscopy are important modalities to define the tracheal anatomy in a patient with a
pulmonary artery sling. Echocardiography may be diagnostic, and may be used to rule out other cardiac
anomalies. Tracheograms and cardiac catheterizations, which have been used extensively in the past, are
rarely currently indicated.
A double aortic arch occurs when the distal portion of the right dorsal aorta fails to regress. The two
arches form a complete ring, encircling the trachea and esophagus. The right arch is dominant in the
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majority of the cases, followed by left dominant, with codominant arches being the least common. The
left and right carotid and subclavian arteries generally arise from their respective arches. The
ligamentum arteriosum and descending aorta usually remain on the left.
The approach to repair of a double aortic arch is via a left posterolateral thoracotomy. The pleura is
incised, after identifying the vagus and phrenic nerves. The ligamentum or ductus arteriosum is divided
while preserving the recurrent laryngeal nerve. The nondominant arch is then divided between two
vascular clamps at the point where brachiocephalic flow is optimally preserved. If there is concern
regarding the location for division, the arches can be temporarily occluded at various points while
monitoring pulse and blood pressure in each limb. If there is an atretic segment, the division is done at
the point of the atresia. Dissection around the esophagus and trachea in the regions of the
ligamentum/ductus and nondominant arch allows for retraction of the vascular structures and lysis of
any residual obstructing adhesions.
The surgical approach for a right aortic arch with retroesophageal left ligamentum arteriosum is the
same as for a double arch. The ligamentum is divided and any adhesions around the esophagus and
trachea are lysed. Rarely, the Kommerell diverticulum has been reported to cause compression even
after division of the ligamentum. As such, it may be prudent to resect or suspend the diverticulum
posteriorly.
In innominate artery compression syndrome, the aortic arch and ligamentum are in their normal
leftward position. However, the innominate artery arises partially or totally to the left of midline. As
the artery courses from left to right anterior to the trachea, it causes tracheal compression. The
symptoms of innominate artery compression may be mild to severe. With mild symptoms and minimal
tracheal compression on bronchoscopy, children can be observed expectantly as the symptoms may
resolve with growth. Indications for surgery include apnea, severe respiratory distress, significant
stridor, and recurrent respiratory tract infection. Several approaches for the correction of innominate
artery compression syndrome have been described. These include simple division, division with
reimplantation into the right side of the ascending aorta, and suspension to the overlying sternum.
An aberrant right subclavian artery occurs when there is regression of the right fourth arch between
the right common carotid and right subclavian arteries. The right subclavian then arises from the
leftward descending aorta, laying posterior to the esophagus as it crosses from left to right. Although
the artery can compress the esophagus posteriorly, it is rarely the cause of symptoms in children.
Surgical treatment involves simple division via a left posterolateral thoracotomy. Rarely, reimplantation
or grafting from the right carotid or aortic arch may be necessary.
Normally, the right and left sixth aortic arches contribute to the proximal portions of their respective
pulmonary arteries. If the proximal left sixth arch involutes and the bud from the left lung migrates
rightward to meet the right pulmonary artery, a pulmonary artery sling is formed. Pulmonary artery
slings are associated with complete tracheal rings and tracheal stenosis in 30% to 40% of patients.
Initial attempts at the repair of a pulmonary artery sling involved reimplantation after division of the
left pulmonary artery (LPA) and translocation of the trachea without cardiopulmonary bypass. These
early reports had a high incidence of LPA thrombosis. This has led some authors to advocate division of
the trachea and translocation of the LPA. This approach would seem sensible if the trachea were being
divided in the course of tracheal reconstruction. However, currently most authors advocate the
reimplantation of the LPA, which has resulted in excellent results. The procedure is done via a median
sternotomy on cardiopulmonary bypass to ensure optimal visualization of the repair. Aortic crossclamping is not necessary. The LPA is divided off of the right pulmonary artery, translocated anterior to
the trachea, and reimplanted into the main pulmonary artery.
Any necessary reconstruction of the trachea is done concurrently with bronchoscopic assistance. Many
techniques for tracheal reconstruction have been described, the most common of which are resection
with primary reanastomosis and sliding tracheoplasty for short-segment stenosis, and rib cartilage or
pericardial patch for long areas of narrowing.140
Over 95% of vascular rings without concurrent cardiac defects can be performed through a left
thoracotomy. A right thoracotomy is indicated for the rare cases where there is a right ligamentum
arteriosum. In addition, a double aortic arch with an atretic segment proximal to the right carotid artery
is more easily divided through a right thoracotomy. The approach to these anomalies is the same as for
a left-sided ring division, with the caveat that the right recurrent laryngeal nerve will loop around the
right ligamentum.
Repair of vascular rings has been described using video-assisted thoracoscopic surgery (VATS) both
with and without robotic assistance. Candidates for thoracoscopic division are limited to those patients
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requiring only the division of nonpatent vascular structures. In general, VATS is used for patients
greater than 15 kg due to current size limitations of the instruments.141
Mortality for the repair of a vascular ring is 0% to 4%, with improved survival occurring in more
recent series.138,139,142 The majority of deaths are related to other cardiac defects or respiratory
infection and failure. Backer et al. reported a series of 16 patients repaired utilizing LPA division and
reimplantation for pulmonary artery sling, all of whom also required tracheal reconstruction. There
were no operative mortalities and one late death due to respiratory complications.140 The major source
of morbidity, as well as mortality, in this and other series is related to the tracheal reconstruction.
CORONARY ARTERY ANOMALIES
Coronary artery anomalies occur in 0.3% to 1.3% of the population.143,144 They can be classified as
minor, secondary, or major based on their clinical significance.145 Minor defects have no functional
significance and are usually detected as incidental findings at cardiac catheterization. Secondary defects
have no intrinsic significance, but alter surgical management when they are present. An example of a
secondary defect is an anomalous origin of the left anterior descending artery from the right coronary
artery that crosses the hypoplastic infundibulum in a patient with TOF. The presence of this vessel may
prevent the safe performance of a transannular incision and thereby mandate the use of a conduit.
Major defects are the most important form of coronary anomaly, because they exert an intrinsically
adverse effect on the myocardium. Major anomalies can be subdivided based on anatomy: coronary
arteriovenous fistula, anomalous pulmonary origin of a coronary artery, anomalous aortic origin of a
coronary artery, myocardial bridging, or coronary artery aneurysm.
8 Coronary arteriovenous fistula is the most common major coronary anomaly. An abnormal
connection exists between a coronary artery (usually the right) and another vascular structure (usually
one of the right heart chambers). Most fistulas are isolated and solitary. The fistula leads to left-to-right
shunting, which can produce CHF. Other symptoms include angina, endocarditis, myocardial infarction,
arrhythmia, and sudden death. The diagnosis is suggested by echocardiography and confirmed by
catheterization. All symptomatic fistulas should be occluded, either surgically or by transcatheter
techniques. In some cases, coronary bypass grafting may be necessary when distal flow is compromised
by fistula occlusion. Treatment of asymptomatic fistulas is controversial, but occlusion should probably
be undertaken when significant left-to-right shunting is present.
The second most common major coronary anomaly is origin of a coronary artery from the PA. The
most common manifestation is the anomalous left coronary artery arising from the pulmonary artery
(ALCAPA). The right coronary (or both coronaries) may also arise anomalously from the PA, but only in
very rare cases. ALCAPA is usually well tolerated during fetal development, but after birth, the
pulmonary systolic pressure usually drops (following ductal closure and decline in PVR) and the
anomalous coronary is perfused with desaturated blood at low pressure. Collateral vessels develop
between the normal right coronary artery and the abnormal left coronary, but the benefit is negated
due to the development of coronary steal, whereby the collateral blood shunts left to right by
retrograde flow in the anomalous coronary into the low-pressure PA. Most patients will present
between 6 weeks and 3 months of life. Typical symptoms include irritability, difficulty in feeding, and
other signs of CHF. Untreated, ALCAPA is nearly always fatal. Rarely, patients will survive to adulthood
and present with symptoms of angina or sudden death. On examination, patients with ALCAPA
frequently have a holosystolic murmur of ischemic mitral regurgitation. The pulmonary component of
the second heart sound may be pronounced due to pulmonary hypertension. Chest radiography is
significant for cardiomegaly and pulmonary edema. Electrocardiographic evidence of ischemia and
infarction is usually present. Echocardiography is usually diagnostic and is useful for assessing the
severity of left ventricular dysfunction and ischemic mitral regurgitation, which are commonly present.
Catheterization is occasionally necessary to clarify the anatomy, but this technique is used less
frequently due to the risk of inducing life-threatening arrhythmias.
Surgical repair is indicated for all patients with ALCAPA. Historically, the initial surgical approach
involved ligation of the proximal left coronary artery. This served to eliminate coronary steal and allow
perfusion of the left coronary system by collaterals from the right. Despite the ease of simple ligation,
most centers have abandoned this approach in favor of establishment of a two-coronary system, which
offers better long-term freedom from ischemia. In older patients, this may be achieved by proximal
ligation of the left coronary artery in conjunction with coronary artery bypass, ideally with a left
internal mammary graft. Coronary bypass is technically difficult in neonates, and a number of
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