Historical awareness 1 5
The invented traditions of nationalism
The consequences of respect for tradition are particularly disturbing
in the case of nationalism. Nations are of course the product of
history, and the same national designation has usually meant different things at different times. Unfortunately historians have not
always kept this truth at the forefront of their minds. For all their
scholarly principle, the nineteenth-century historicists found it hard
to resist the demand for one-dimensional, nation-building history,
and many did not even try. Europe was then the scene of bitterly
contested national identities, as existing national boundaries were
challenged by those many peoples whose sense of nationhood
was denied – from the Germans and Italians to the Poles and
Hungarians. Their claim to nationhood rested partly on language
and common culture. But it also required a historical rationale,
of past glories to be revived, or ancient wrongs to be avenged – in
short, a tradition that could sustain the morale of the nation in the
present and impress the other powers of Europe. Historians were
caught up in popular nationalism like everyone else, and many
saw no contradiction between the tenets of their profession and
the writing of self-serving national histories. František Palacký
was both a historian and a Czech nationalist. He combined his two
great passions in a sequence of books that portrayed the Czechs as a
freedom-loving and democratic people since the dawn of historical
time; when he died in 1876 he was mourned as the father of the
Czech nation.22 Celebratory histories of this kind lend themselves
to regular rituals of commemoration, when the national self-image
could be reinforced in the popular mind. Every year the Serbs mark
the anniversary of their epic defeat at the hands of the Turks on
the field of Kosovo Polje in 1389, and in so doing reaffirm their
identity as a brave but beleaguered people; they continued to do so
throughout the crisis in former Yugoslavia.23 In such instances the
untidy reality of history is beside the point. Nation, race and culture
are brought together as a unified constant. Other examples span the
modern world from the Nazis in Germany to the ideology of black
separatism in the United States. Essentialism or ‘immemorialism’
of this kind produces a powerful sense of exclusive identity, but it
makes bad history. Not only is everything in the past that contradicts the required self-image suppressed; the interval between ‘then’
and ‘now’ is telescoped by the assertion of an unchanging identity,
impervious to the play of historical circumstance.
essentialism
Relating to the basic
nature (the ‘essence’) of
people or nations.
1 6 THE P U R SUI T O F H I S TOR Y
The process of tradition-making is particularly clear in newly
autonomous nations, where the need for a legitimizing past is
strongly felt and the materials for a national past are often in
short supply. Within two generations of the War of Independence,
Americans had come to identify with a flattering self-image: in
taming the wilderness far away from the corruptions of the old
society in Europe, their colonial forebears had developed the
values of self-reliance, honesty and liberty that were now the heritage of all Americans: hence the enduring appeal of folk heroes
such as Daniel Boone. More recently many African countries have
faced the problem that their boundaries are the artificial outcome
of the European partition of the continent in the late nineteenth
century. In a few cases, such as Mali and Zimbabwe, descent can
be claimed from a much earlier state of the same name. Ghana
adopted the name of a medieval trading empire which did not
include its present territory at all. Elsewhere in the continent
political leaders have invoked timeless qualities from the precolonial past (like Julius Nyerere’s ujamaa, or brotherhood) as a
charter of identity. To forge a national identity without some such
legitimizing past is probably impossible.
But appeals to an unchanging past are not confined to new
or repressed nations. Nineteenth-century Britain had a relatively
secure sense of nationhood, yet in the work of historians at that
time is to be found an unchanging national essence as well as the
idea of change over time. William Stubbs, usually regarded as the
first professional historian in Britain, believed that the reasons
for the growth of the English constitution through the Middle
Ages lay ‘deep in the very nature of the people’; in this reading
parliamentary government became the expression of a national
genius for freedom.24 Essentialist categories come readily to the
lips of politicians, particularly at moments of crisis. During the
Second World War Winston Churchill invoked a tradition of
dogged resistance to foreign attack stretching back to Pitt the
Younger and Elizabeth I. Liberal commentators were uncomfortably reminded of this vein of rhetoric at the time of the Falklands
War in 1982. Pondering the lessons of the conflict, Margaret
Thatcher declared:
This generation can match their fathers and grandfathers in ability, in
courage, and in resolution. We have not changed. When the demands of
war and the dangers to our own people call us to arms – then we British
are as we have always been – competent, courageous and resolute.25
rhetoric
Originally the ancient
Greek art of public
speaking, but more usually
used nowadays to mean
points that rely on the
persuasive power of words
or voice rather than actual
argument.
Historical awareness 1 7
Nationalism of this kind rests on the assertion of tradition, rather
than an interpretation of history. It suppresses difference and
change in order to uphold identity.
IV
Nostalgia – history as loss
Traditionalism is the crudest distortion of historical awareness,
because it does away with the central notion of development over
time. Other distortions are more subtle. One that has huge influence is nostalgia. Like tradition, nostalgia is backward-looking,
but instead of denying the fact of historical change, it interprets it
in one direction only – as change for the worse. Nostalgia is most
familiar perhaps as generational regret: older people habitually
complain that nowadays the young are unruly, or that the country
is ‘going to the dogs’, and the same complaints have been documented over a very long period.26 But nostalgia works on a broader
canvas too. It works most strongly as a reaction to a sense of loss
in the recent past, and it is therefore particularly characteristic of
societies undergoing rapid change. Anticipation and optimism are
never the only – or even the main – social responses to progress.
There is nearly always regret or alarm at the passing of old ways
and familiar landmarks. A yearning backward glance offers consolation, an escape in the mind from a harsh reality. It is when the
past appears to be slipping away before our eyes that we seek to
re-create it in the imagination. This was one of the mainsprings of
the Romantic movement, and within historicism itself there was
a sometimes unduly nostalgic impulse, as scholars reacted against
the industrialization and urbanization around them. It is no
accident that the Middle Ages, with its close-knit communities and
its slow pace of change, came into fashion just as the gathering
pace of economic change was enlarging the scale of social life. Ever
since the Industrial Revolution, nostalgia has continued to be one
of the emotional reflexes of societies experiencing major change.
One of its commonest expressions in Britain today is ‘heritage’.
When the past is conserved or re-enacted for our entertainment, it
is usually (though not invariably) presented in its most attractive
light. Bygone splendours, such as the medieval tournament or the
Elizabethan banquet, naturally lend themselves to the pleasures of
spectacle; but everyday life – such as the back-breaking routines
1 8 THE P U R SUI T O F H I S TOR Y
of the early industrial craft shop or the Victorian kitchen – is also
dressed up in order to be visually appealing. A sense of loss is part
of the experience of visiting heritage sites.
The problem with nostalgia is that it is a very lopsided view
of history. If the past is redesigned as a comfortable refuge, all its
negative features must be removed. The past becomes better and
simpler than the present. Thus nineteenth-century medievalism
took little account of the brevity and squalor of life or the power
of a malign spirit-world. Present-day nostalgia shows a comparable myopia. Even a simulation of the London Blitz will prompt
regret at the loss of ‘wartime spirit’ as much as horror at the
effects of aerial bombardment. Champions of ‘family values’ who
posit a golden age in the past (before 1939 or 1914, according
to taste) overlook the large number of loveless marriages before
divorce was made easier, and the high incidence of family breakup through the loss of a spouse or parent from natural causes. In
such cases, as Raphael Samuel put it, the past functions less as
history than as allegory:
myopia
Short-sightedness.
The image of the dome
of St Paul’s Cathedral
standing intact through
the devastating London
Blitz of 1940 became a
powerful symbol both
of British defiance of
Nazi Germany and of a
particular approach to the
distinctiveness of British
history. More recent
scholarship questions the
extent to which the British
people were united in
the Blitz, but the popular
social ‘memory’ of the
‘Blitz spirit’ shows no sign
of diminishing.
(Getty Images/Hulton
Archive)
Historical awareness 1 9
It is a testimony to the decline in manners and morals, a mirror
to our failings, a measure of absence ... By a process of selective
amnesia the past becomes a historical equivalent of the dream of
primal bliss, or of the enchanted space which memory accords to
childhood.27
This kind of outlook is not only an unreliable guide to the
past but also a basis for pessimism and rigidity in the present.
Nostalgia presents the past as an alternative to the present instead
of as a prelude to it. It encourages us to hanker after an unattainable golden age instead of engaging creatively with the world as it
is. Whereas historical awareness should enhance our insight into
the present, nostalgia indulges a desire to escape from it.
V
Dismissing the past: history as progress
At the other end of the scale of historical distortion lies the
belief in progress. If nostalgia reflects a pessimistic view of the
world, progress is an optimistic creed, for it asserts not only that
change in the past has been for the better but that improvement
will continue into the future. Like process, progress is about
change over time, but with the crucial difference that a positive
value is placed on the change, endowing it with moral content.
The concept of progress is fundamental to modernity, because
for 200 years it was the defining myth of the West, a source of
cultural self-assurance and of outright superiority in the West’s
dealings with the rest of the world. In this sense progress was
essentially the invention of the Enlightenment of the eighteenth
century. Hitherto a limit on human development had always been
assumed, either on account of the mysterious workings of Divine
Providence or because the achievements of classical antiquity
were regarded as unsurpassable. The Enlightenment of the eighteenth century placed its faith in the power of human reason to
transform the world. Writers such as Voltaire, Hume and Adam
Smith regarded history as an unfinished record of material and
moral improvement. They sought to reveal the shape of history
by tracing the growth of human society from primitive barbarism
to civilization and refinement. The confidence of these historians
may seem naïve and grandiose today, but for 200 years some such
structure has underpinned all varieties of progressive thought,
2 0 THE P U R SUI T O F H I S TOR Y
including both liberal democracy and Marxism. As recently as the
1960s representatives of these two traditions – J.H. Plumb and
E.H. Carr – wrote widely read manifestos for history informed
by a passionate belief in progress.28 That kind of faith is much
rarer today, in the light of dire predictions of environmental and
economic disaster. But few of us are happy to live in a world of
nostalgic regret all the time; the yearning for a lost golden age in
one sphere is often balanced by the confident disparagement of
‘the bad old days’ in another.
That dismissal of the past points to the limitations of progress
as a view of history. Whereas ‘process’ is a neutral term without
an implicit value judgment, ‘progress’ is by definition evaluative
and partial; since it is premised on the superiority of the present
over the past, it inevitably takes on whatever values happen to
be prevalent today, with the consequence that the past seems
less admirable and more ‘primitive’ the further back in time we
go. Condescension and incomprehension are the result. If the
past exists strictly to validate the achievements of the present,
there can be no room for an appreciation of its cultural riches.
Proponents of progress have never been good at understanding
periods remote from their own age. Voltaire, for example, was
notoriously unable to recognize any good in the Middle Ages;
his historical writings traced the growth of rationality and tolerance and condemned the rest. So if the desire to demonstrate
progress is pressed too far, it quickly comes into conflict with the
historian’s obligation to re-create the past on its own terms. In
fact historicism took shape very much as a reaction against the
present-minded devaluation of the past that characterized many
writers of the Enlightenment. Ranke regarded every age as being
‘next to God’, by which he meant that it should not be prejudged
by modern standards. Interpreting history as an overarching story
of progress involves doing just that.
Tradition, nostalgia and progress provide the basic constituents of social memory. Each answers a deep psychological need
for security – through seeming to promise no change, or change
for the better, or an escape into a more congenial past. The real
objection to them is that, as a governing stance, they require the
past to conform with a deeply felt and often unacknowledged
need. They are about belief, not enquiry. They look for a consistent window on the past, and they end up doing scant justice
to anything else.
J.H. Plumb (1911–2001)
Sir John H. Plumb,
a leading Cambridge
historian specializing in
the history of eighteenthcentury Britain. Plumb was
an influential figure, many
of whose students went
on to become high-profile
historians.
Historical awareness 2 1
VI
Challenging the conventional version
If social need so easily leads to distorted images of the past, it
is hardly surprising that historians have on the whole kept their
distance from it. At a practical level the stance of the professional
historian towards social memory is not always consistent. Thus
Herbert Butterfield, who made his name in the 1930s with an
attack on present-minded history, wrote an impassioned evocation of the English historical tradition in 1944 which was clearly
intended to contribute to wartime morale.29 Today the newspapers quite often publish articles by leading historians who are
tempted by the opportunity to influence popular attitudes towards
the past. But the profession as a whole prefers to emphasize how
different the purpose and approach of scholarly historical work
are. Whereas the starting point for most popular forms of knowledge about the past is the requirements of the present, the starting
point of historicism is the aspiration to re-enter or re-create the
past.
It follows that one important task of historians is to challenge
socially motivated misrepresentations of the past. This activity
has been likened to ‘the eye-surgeon, specializing in removing
cataracts’.30 But whereas patients are only too glad to have their
sight corrected, society may be deeply attached to its faulty vision
of the past, and historians do not make themselves popular in
pointing this out. Many of their findings incur the odium of
undermining hallowed pieties – as in the case of historians who
question the efficacy of Churchill’s wartime leadership, or who
attempt a nonsectarian approach to the history of Northern
Ireland. There is probably no official nationalist history in the
world that is proof against the deflating effect of academic
enquiry. The same is true of the kind of engaged history that
underwrites the conflict between Left and Right. Politically motivated labour history in Britain has tended to emphasize political
radicalism and the struggle against capital; yet if it is to provide
a realistic historical perspective in which political strategies can
be planned, labour history cannot afford to ignore the equally
long tradition of working-class Toryism, still very much alive
today. When Peter Burke told a conference of socialist historians,
‘although I consider myself a socialist and a historian, I’m not
a socialist historian’, he meant that he wanted to study the real
Herbert Butterfield
(1900–79)
Cambridge historian
specializing in the
eighteenth century.
His analysis of The
Whig Interpretation of
History (1931) attacked
the tendency of ‘Whig’
historians to see history
in terms of progress,
thereby unjustly (and
anachronistically)
criticizing earlier ages as
‘backward’.
nonsectarian
Avoiding allegiance to any
particular religious group.
2 2 THE P U R SUI T O F H I S TOR Y
complexity of the historical record, not reduce it to an overdramatized confrontation between Us and Them.31 The same argument
can be made with regard to distortion emanating from the Right.
During the mid-1980s Margaret Thatcher tried to make political
capital out of a somewhat self-serving image of nineteenthcentury England. When she applauded ‘Victorian values’, she
meant that untrammelled individualism and a rolling back of the
state might once again make Britain great. She omitted to say that
the essential precondition of the Victorian economic miracle had
been Britain’s global strategic dominance, and she did not dwell
on the appalling social costs in terms of destitution and environmental damage. Historians were quick to point out that her vision
was both unrealistic and undesirable.32
The overlap between history and social memory
If this debunking activity would seem to put historians in the
opposite camp from the keepers of social memory, it needs to be
stressed that the distinction is by no means as hard and fast as
I have depicted it up to this point. One strand of opinion (particularly associated with Postmodernism) holds that there is in
fact no difference between history and social memory. According
to this view, the aspiration to re-create the past is an illusion,
and all historical writing bears the indelible impression of the
present – indeed tells us more about the present than the past.
I will evaluate the merits of this radically subversive position in
Chapter 7. Here it is enough to point out that the collapsing of
history into social memory appeals to a particular kind of sceptical theorist but commands very little support from historians.
However, there are significant areas of overlap. It would be wrong
to suppose that accuracy of research is the exclusive property of
professional historians. As Raphael Samuel pointed out, there is
an army of enthusiastic amateurs in this country, investigating
everything from family genealogy to steam locomotives, whose
fetish for accuracy is unsurpassed.33 Academic historians may distance themselves from the distortions of social memory, but many
well-established historical specialisms today have their origin in
an explicit political need: one thinks of labour history, women’s
history and African history. It is not always possible to distinguish completely between history and social memory, because
historians perform some of the tasks of social memory. Perhaps
untrammelled
Unhindered.
rolling back of the state
The role of the state
grew enormously in
twentieth-century Britain,
especially after Clement
Attlee’s postwar Labour
government (1945–51)
nationalized heavy
industry and the health
service. The Conservative
governments of Margaret
Thatcher (1979–90)
reversed this policy by
returning nationalized
industry to private
ownership.
Historical awareness 2 3
most important of all, social memory itself is an important topic
of historical enquiry. It is central to popular consciousness in all
its forms, from democratic politics to social mores and cultural
taste, and no comprehensive social history can afford to ignore
it; oral history represents in part an attempt to take account of
this dimension (see below, Chapter 11). In all these ways history
and social memory feed on each other. As Geoffrey Cubitt puts
it, ‘History and memory are proximate concepts: they inhabit a
similar mental territory’.34
Yet for all these points of convergence, the distinction that
historians like to make between their work and social memory
remains important. Whether social memory services a totalitarian
regime or the needs of interest groups within a democratic society,
its value and its prospects of survival are entirely dependent on
its functional effectiveness: the content of the memory will change
according to context and priorities. Of course historical scholarship is not immune from calculations of practical utility. Partly
this is because we understand more clearly than Ranke did that
historians cannot detach themselves completely from their own
time. Partly also, as I will argue in the next chapter, the richness
of history is positively enhanced by responding to topical agendas.
Where most historians will usually part company from the
keepers of social memory is in insisting that their findings should
be guided by the historicist principles described in this chapter –
that historical awareness should prevail over social need. This is
a principle that can be defended on its own merits. But it must
also be sustained if we are to have any prospect of learning from
history, as distinct from finding there the mirror-image of our
own immediate concerns. To that possibility I now turn.
Myths of popular history
When the Germans invaded France in May 1940 the British
Expeditionary Force was forced to retreat to the port of
Dunkerque (Dunkirk), from where it had to be evacuated under
heavy fire. Many in Britain mistakenly perceived the operation
as a success, and the ‘Dunkirk spirit’ came to denote cheery
optimism and resolution in the face of overwhelming odds.
On Easter Tuesday 1282 the people of Palermo rose up
against the French, massacring as many as they could find while
they were at vespers (evening prayer). The ‘Sicilian Vespers’ s
2 4 THE P U R SUI T O F H I S TOR Y
became a symbol of the immense potential power of a popular
uprising to strike without warning and to oust a foreign
occupying force, and therefore had resonance far beyond its
immediate historical context. The Mafia also has its origins in
medieval Sicily, where it was one of a number of clandestine
brotherhoods operating a pseudo-feudal system outside the law.
Mafia ‘barons’ ruled their neighbourhoods, often combining
benevolence with ruthless enforcement of their authority.
Elements of the Mafia were caught up in large-scale Italian
emigration to the United States in the late nineteenth century,
where they moved into protection rackets and organized crime.
The Italian–American Mafia rose to public prominence through
its involvement in supplying illegal alcohol during the years of
Prohibition (1919–33), becoming part of American mythology in
the process.
In 1776 representatives of the thirteen British colonies in
North America, including John Adams, Thomas Jefferson and
Benjamin Franklin, met in Philadelphia and signed the Declaration
of Independence, renouncing British rule and founding the United
States. Nowadays they are popularly revered and romanticized
in America as the ‘Founding Fathers’. It remains rare – indeed, it
is considered almost unpatriotic – for Americans to subject the
Founding Fathers to serious critical historical evaluation.
Malcolm X (1925–65), a leading figure in the radical black
civil rights movement in the United States in the 1960s, called for
a major reappraisal of the mythology of American history and of
the role Africans played in it.
Periods of history
It is easy to forget that historical periods are later constructs;
no one at the time knew they were living in ‘the ancient world’
or ‘the Middle Ages’. These terms also reflect the values and
judgements of those who coined them. The term ‘Middle Ages’
was coined by scholars of the fifteenth and sixteenth-century
Renaissance to refer to what they saw as a long period of
ignorance and superstition which interposed between the ‘golden
age’ of the ancients and their own day. Periods are often defined
in terms of centuries or decades – ‘the eighteenth century’, ‘the
Sixties’ – or else in terms of rulers, as in ‘Tudor England’ or
‘the Victorians’, though this can be unsatisfactory: ‘Victorian’
attitudes can be traced up to the First World War; the reign of the
first Tudor monarch, Henry VII, was not significantly different
from that of his Yorkist predecessors; and the features most
Historical awareness 2 5
Further reading
Michael Bentley, Modern Historiography, Routledge, 1999.
Beverley Southgate, History: What and Why?, 2nd edn, Routledge,
2004.
J.H. Plumb, The Death of the Past, Macmillan, 1969.
commonly associated with the youth culture of the Sixties can be
more accurately dated from c.1965 to c.1975. Historians often
deliberately ignore conventional periodization: Frank O’Gorman
has written of the ‘long eighteenth century’, from the ‘Glorious’
Revolution of 1688 to the Reform Act of 1832, while Eric
Hobsbawm has written of a ‘short twentieth century’, beginning
with the First World War and ending with the fall of European
communism in 1989–91.
Enlightenment and the Romantics
The Enlightenment of the eighteenth century grew out of the
scientific revolution of the previous century, which had stressed
the importance of learning through observation and deduction
rather than by the unquestioning acceptance of past authority.
Enlightenment thinkers such as Montesquieu and Rousseau
applied these ideas to human society, teaching that humans’
‘natural’ condition is to be free, and that human behaviour should
be governed by reason rather than by irrational and ‘unnatural’
tradition or religious faith. Enlightenment philosophy was an
important influence on the leaders of the French Revolution.
Romanticism was a cultural and intellectual movement in the
early nineteenth century, heavily influenced by the ideas of the
French Revolution. It sought to give free range to the emotions,
and thereby to attain eternal truths. The Romantics found
inspiration in the romances and tales of the Middle Ages, for
example the tales of King Arthur.
Nationalism, also originating in the French Revolution,
emphasized the importance of a sense of collective national
identity. Much of nationalism is concerned with preserving and
cherishing ‘traditional’ national language and culture, but it is also
closely identified with the idea of the nation-state, in which states
are organized along national ethnic lines.
2 6 THE P U R SUI T O F H I S TOR Y
George G. Iggers & James Powell (eds), Leopold Ranke and the
Shaping of the Historical Discipline, Syracuse University Press,
1990.
Geoffey Cubitt, History and Memory, Manchester University Press,
2007.
Stefan Berger (ed.), Writing National Histories, Routledge, 1998.
David Lowenthal, The Past is a Foreign Country, Cambridge University
Press, 1985.
David Lowenthal, The Heritage Crusade and the Spirit of History,
Viking, 1997.
Raphael Samuel, Theatres of Memory, vol. I: Past and Present in
Contemporary Culture, Verso, 1994.
Sam Wineberg, Historical Thinking and Other Unnatural Acts:
Charting the Future of Teaching the Past, Temple University Press,
2001.
Notes
1 Rictor Norton, Mother Clap’s Molly House: the Gay Subculture in
England, 1700–1830, Gay Men’s Press, 1992.
2 Jan Vansina, Oral Tradition as History, James Currey, 1985.
3 James Fentress and Chris Wickham, Social Memory, Blackwell, 1992,
ch. 5.
4 Malcolm X, On Afro-American History, 3rd edn, Pathfinder, 1990,
p. 12.
5 History Workshop Journal, I, 1976, p. 2 (editorial).
6 Sheila Rowbotham, Hidden from History, Pluto Press, 1973.
7 Sheila R. Johansson, ‘“Herstory” as history: a new field or another
fad?’, in Berenice A. Carroll (ed.), Liberating Women’s History,
Illinois University Press, 1976, p. 427.
8 L. von Ranke, Histories of the Latin and German Nations from 1494
to 1514, extract translated in G.P. Gooch, History and Historians in
the Nineteenth Century, 2nd edn, Longman, 1952, p. 74.
9 Unfortunately this is the impression conveyed by the most frequently
cited translation, ‘what actually happened’: see Fritz Stern (ed.), The
Varieties of History, 2nd edn, Macmillan, 1970, p. 57.
10 Thomas Carlyle, quoted in J.R. Hale (ed.), The Evolution of British
Historiography, Macmillan, 1967, p. 42.
11 E.P. Thompson, Customs in Common, Penguin, 1993, ch. 7.
Historical awareness 2 7
12 V.A.C. Gatrell, The Hanging Tree: Execution and the English People,
1770–1868, Oxford University Press, 1994.
13 Quoted in Gareth Stedman Jones, Outcast London, Penguin, 1976,
p. 258.
14 L.P. Hartley, The Go-Between, Penguin, 1958, p. 7.
15 Simon Schama, ‘Clio at the Multiplex’, The New Yorker, 19 January
1998, p. 40.
16 Ludmilla Jordanova, ‘Marking time’, in Holger Hoock (ed.), History,
Commemoration and National Preoccupation, Oxford University
Press, 2007, p. 7.
17 Penelope J. Corfield, Time and the Shape of History, Yale University
Press, 2007, pp. 131–49.
18 See, for example, James Sharpe, Instruments of Darkness:
Witchcraft in England, 1550–1750, Hamish Hamilton, 1996;
Jonathan Barry, Marianne Helster and Gareth Roberts (eds),
Witchcraft in Early Modern Europe, Cambridge University Press,
1996.
19 See, for example, John Gillis, For Better, For Worse: British
Marriages, 1600 to the Present, Oxford University Press, 1985.
20 Fernand Braudel, ‘History and the social sciences: la longue durée’, in
his On History, Weidenfeld & Nicolson, 1980, pp. 25–52.
21 E.J. Hobsbawm and T.O. Ranger (eds), The Invention of Tradition,
Cambridge University Press, 1982.
22 Richard G. Plaschka, ‘The political significance of František Palacký’,
Journal of Contemporary History, VIII, 1973, pp. 35–55.
23 Noel Malcolm, Kosovo: A Short History, Macmillan, 1998.
24 William Stubbs, quoted in Christopher Parker, The English Historical
Tradition since 1850, Donald, 1990, pp. 42–3.
25 Margaret Thatcher, speech in Cheltenham, 3 July 1982, reprinted in
Anthony Barnett, Iron Britannia, Allison & Busby, 1982.
26 Geoffrey Pearson, Hooligan: A History of Respectable Fears,
Macmillan, 1983.
27 Raphael Samuel, Theatres of Memory, vol. II: Island Stories:
Unravelling Britain, Verso, 1998, pp. 337–8.
28 J.H. Plumb, The Death of the Past, Macmillan, 1969; E.H. Carr,
What Is History? Macmillan, 1961.
29 H. Butterfield, The Englishman and His History, Cambridge
University Press, 1944.
30 Theodore Zeldin, ‘After Braudel’, The Listener, 5 November 1981,
p. 542.
31 Peter Burke, ‘People’s history or total history’, in Raphael Samuel
2 8 THE P U R SUI T O F H I S TOR Y
(ed.), People’s History and Socialist Theory, Routledge & Kegan
Paul, 1981, p. 8.
32 Eric M. Sigsworth (ed.), In Search of Victorian Values, Manchester
University Press, 1988; T.C. Smout (ed.), Victorian Values, British
Academy, 1992.
33 Raphael Samuel, ‘Unofficial knowledge’, in his Theatres of Memory,
vol. I: Past and Present in Contemporary Culture, Verso, 1994,
pp. 3–39.
34 Geoffrey Cubitt, History and Memory, Manchester University Press,
2007, p. 4.
Chapter two
The uses of history
This chapter looks at some of the different ways in which
historians have tried to explain the purpose of their work. Some
see history as a study in itself which needs no wider justification;
others see it in terms of the inexorable march across time of great
forces, human or even divine, which explain both how we got to
where we are and where we might be heading; others deny that
history has any lessons for us at all. Historians explain the past
in response to present-day concerns and questions. History can
certainly allow us to experience situations and face alternatives
that we would not otherwise encounter, and in that sense it serves
a useful purpose; it can also reveal that aspects of modern life are
not as old, or as new, as we have assumed. But how can we learn
any useful lessons from history – especially for the future – when
so much depends on the details of the historical context? And if
history does not repeat itself, what sort of a guide can it provide
for the present?
None of the issues discussed in this book has drawn a greater
variety of answers than the question ‘What can we learn
from history?’ The answers have ranged from Henry Ford’s celebrated aphorism ‘history is bunk’ to the belief that history holds
the clue to human destiny. The fact that historians themselves
give very different responses suggests that this is an open-ended
question which cannot be reduced to a tidy solution. But anyone
proposing to spend several years – and in some cases a lifetime –
studying the subject must reflect on what purpose it serves. And
one cannot get very far in understanding how historians set about
their work, or in evaluating its outcome, without first considering
the rationale of historical enquiry.
3 0 THE P U R SUI T O F H I S TOR Y
I
Metahistory – history as long-term development
At one extreme lies the proposition that history tells us most of
what we need to know about the future. Our destiny is disclosed
in the grand trajectory of human history, which reveals the world
today as it really is, and the future course of events. This belief
requires a highly schematic interpretation of the course of human
development, usually known as metahistory. A spiritual version
of it predominated in Western culture until the seventeenth
century. Medieval thinkers believed that history represented the
inexorable unfolding of Divine Providence, from the Creation
through the redeeming life of Christ to the Last Judgement; the
contemplation of the past revealed something of God’s purposes
and concentrated the mind on the reckoning to come. This view
became less tenable with the gradual secularization of European
culture from the eighteenth century onwards. New forms of
metahistory developed which attributed the forward dynamic of
history to human rather than divine action. The Enlightenment
belief in moral progress was of this kind. But the most influential
metahistory of modern times has been Marxism. The driving
force of history became the struggle by human societies to meet
their material needs (which is why the Marxist theory is known
as ‘historical materialism’). Marx interpreted human history as a
progression from lower to higher forms of production; the highest
form was currently industrial capitalism, but this was destined
to give way to socialism, at which point human needs would be
satisfied abundantly and equitably (see Chapter 8). Since the fall
of international communism, belief in historical materialism has
sharply declined, but metahistorical thinking continues to hold
an appeal: Marxism has been turned on its head by certain freemarket theorists, for whom the 1990s signal the global triumph
of liberal democracy, or ‘the end of history’.1
The rejection of history
At the other extreme is the view that nothing can be learned from
history: not that history is beyond our reach, but that it offers no
guidance. This rejection of history takes two forms. The first is
essentially a defence against totalitarianism. For many intellectuals during the Cold War, the practical consequences of invoking
trajectory
The line of an object in
flight. It can be applied, as
here, to a perceived ‘path’
of a theme traced over a
long period of time.
Divine Providence
The idea of a benevolent
God who watches over and
protects people on earth.
Last Judgement
In Christian, especially
Catholic, theology the Last
Judgement is the moment
at the end of time when
all humans come before
God for judgement on
their lives on earth, some
being allowed to enter
heaven, others being
condemned for eternity
to hell. It was a common
theme in medieval art and
is dramatically presented
in Michelangelo’s frescos
in the Sistine Chapel in the
Vatican.
Enlightenment belief in
moral progress
The eighteenth-century
Enlightenment believed
that the exercise of human
reason would liberate
people from the mental
and political oppression
of organized religion and
superstition. By aiming
for greater human liberty
and happiness, reason
was thereby equated with
moral progress.
totalitarianism
Dictatorship, associated
particularly with European
regimes of the 1920s and
1930s, which stressed the
all-encompassing role of
the state.
The uses o f his t ory 3 1
the past to legitimate communist ideology had been so appalling
that any idea that history might hold clues for the present became
completely discredited; some historians recoiled so far from any
idea of pattern or meaning that they refused to find in history
anything more than accident, blunder and contingency.2
The second basis for rejecting history is a commitment to
modernity: if one is committed to the new, why bother with the
past? This point of view has a much longer pedigree. The equation
of modernity with a rejection of the past was first put into effect
during the French Revolution of 1789–93. The revolutionaries
executed the king, abolished the aristocracy, attacked religion
and declared 22 September 1792 the beginning of Year 1. All this
was done in the name of reason, untrammelled by precedent or
tradition. The early twentieth century was another high point in
the modernist rejection of history. In avant-garde thinking human
creativity was seen as opposed to the achievements of the past,
rather than growing out of them; ignorance of history liberated
the imagination. During the inter-war period these ideas became
the dominant strand in the arts, under the banner of ‘modernism’.
Fascism and Nazism adapted this language to the political sphere.
They reacted to the catastrophe of the First World War and the
alarming instability of the world economy by claiming the virtue
of a complete break with the past. They lambasted the corruption
of the old society and demanded the conscious creation of a ‘new
man’ and a ‘new order’.3
Today, root-and-branch totalitarianism
is completely discredited. But ‘modernism’ retains some of its
allure. It validates a technocratic approach to politics and society
and underwrites the fascination with the new in the arts.
Neither metahistory nor the total rejection of history commands much support among practitioners of history. Metahistory
may cast the historian in the gratifying role of prophet, but at
the cost of denying, or drastically curtailing, the play of human
agency in history. Marxism has had great influence on the writing
of history over the past fifty years, but as a theory of socio-economic change rather than as the key to human destiny. Ultimately
the choice between free will and determinism is a philosophical
one. There are many intermediate positions. If most historians
would tip the balance in favour of free will, this is because determinism sits uncomfortably with the contingencies and rough
edges that loom so large in the historical record. Metahistory
involves holding on to one big conviction at the expense of many
modernists
In this context, those
whose concerns are
concentrated on
the modern day to
the exclusion of any
consideration of the past.
avant-garde
(French) The troops at the
front who spearhead an
army’s advance into battle.
The term was applied to
radical and pioneering
artistic movements in the
early twentieth century
and has since come to
denote any new or radical
ideas.
alarming instability of
the world economy
The international
economic slump of the
1930s that followed on
from the New York Stock
Exchange crash of October
1929.
root-and-branch
Thorough-going. The
term derives from a
seventeenth-century
religious group who
wanted a comprehensive
reform of the Church of
England.
3 2 THE P U R SUI T O F H I S TOR Y
less ambitious insights. It is an outlook profoundly at odds with
the experience of historical research.
Historians are no happier to have their findings dismissed as
a complete irrelevance. The rejection of history would obviously
limit its study to a self-indulgent antiquarian pursuit. In fact the
claims for historical awareness have for 200 years been asserted
in a continuing dialectic with the modernist rejection of history.
Historicism itself was to a considerable extent a reaction against
the French Revolution. To conservatives such as Ranke, the political excesses in France were a terrifying instance of what happens
when radicals turn their backs on the past; to apply first principles without respect for inherited institutions was a threat to the
very fabric of the social order. As the Revolution went off course,
many of the radicals acquired a new respect for history too. Those
who still believed in freedom and democracy came to realize that
humans were not so free from the hand of the past as the revolutionaries had supposed, and that progressive change must be built
on the cumulative achievements of earlier generations.
Only a visionary would accept the full implications of metahistory; only an antiquarian would be content to surrender all
claim to practical utility. The most convincing claims of history to
offer relevant insights lie somewhere between these two extremes.
And they hinge on taking seriously the principles of historical
awareness established by the nineteenth-century founders of the
discipline. The historicists have become a by-word for disinterested historical enquiry without practical application, but this is
not an accurate picture of their position. They did not disclaim all
claims to practical relevance but merely insisted that the faithful
representation of the past must come first. In fact the three principles of difference, context and process (discussed in the previous
chapter) point to the specific ways in which the scholarly study
of history can yield useful knowledge. The end result is not a
master-key or an overall schema but rather an accumulation of
specific practical insights consistent with a sense of historical
awareness.
antiquarian
Interest in historical details
and artefacts without
reference to their wider
context or significance.
dialectic
The conflict of one idea
(the thesis) and another
diametrically opposed to
it (the antithesis). The
resulting amalgamation of
the two is known as the
synthesis.
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